DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Sarah Lynn Koth

Advice And Planning ServicesBD affiliatedAmes, Ia dual registrantIAPD 3106716

Feed of 09/15/2026

Also filed as Sarah L Brown

At current firm

2 y

since Sep 10, 2024

In the industry

27 y

since Nov 21, 1998 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Advice And Planning Services BD affiliated current
since Sep 10, 2024 · Ames, Ia
Cetera Advisor Networks LLC former
Jun 9, 2021 to Apr 18, 2023 · West Des Moines, Ia
Voya Financial Advisors, Inc. BD affiliated
Feb 14, 2011 to Jun 9, 2021 · Windsor, Ct
Directed Services LLC former
Sep 2, 2009 to Sep 1, 2010 · Des Moines, Ia
Vsr Advisory Services former
Feb 7, 2003 to Jun 25, 2004 · Overland Park, Ks
The Masters, Inc. unclassified
Oct 2, 2002 to Feb 7, 2003 · W Des Moines, Ia
Successful Resource Management, Ltd. state registered
Jan 5, 1999 to Oct 4, 2002 · Des Moines, Ia

Moves

a registration end followed by a registration begin elsewhere

Cetera Advisor Networks LLC to Advice And Planning Services
left Apr 18, 2023, registered Sep 10, 2024 (511 days) · Affiliated broker-dealer or bank to another
Voya Financial Advisors, Inc. to Cetera Advisor Networks LLC
left Jun 9, 2021, registered Jun 9, 2021 (0 days) · Affiliated broker-dealer or bank to another · moved with a team
Directed Services LLC to Voya Financial Advisors, Inc.
left Sep 1, 2010, registered Feb 14, 2011 (166 days) · Other
Vsr Advisory Services to Directed Services LLC
left Jun 25, 2004, registered Sep 2, 2009 (1895 days) · Other
The Masters, Inc. to Vsr Advisory Services
left Feb 7, 2003, registered Feb 7, 2003 (0 days) · corporate re-registration, not a move
Successful Resource Management, Ltd. to The Masters, Inc.
left Oct 4, 2002, registered Oct 2, 2002 (-2 days) · Other

Signals

Sarah Lynn Koth left Cetera Advisor Networks Llc for Advice And Planning Services (registered 2024-09-10)
Apr 18, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 27derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address