DFX Intelligence

M••• V•••••• A••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)12 years in industry

M••• V•••••• A••••••

Advisor at C••••••••• W••••• M••••••••• L•••

GLEN CARBON, IL

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Search this name across graphsid dfx:ria:c9c596ad-23d2-0a2d-429c-ae60540a0221

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:18 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jul 15, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••••• W••••• M••••••••• L•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••••• W••••• M••••••••• L•••	Independent wealth	Dec 8, 2017	n/a	yes	GLEN CARBON, IL	Current employment
V•••••••• W••••• A•••••••• L••	Independent wealth	Jul 15, 2014	Nov 21, 2017	no	EDWARDSVILLE, IL\|ST. LOUIS, MO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
V•••••••• W••••• A•••••••• L••	C••••••••• W••••• M••••••••• L•••	Nov 21, 2017	Dec 8, 2017	17	Firm change	Other

Team moves

••• Locked

Team	Left	Joined	From	Kind
169610:157998:MO:2017-11-21	Nov 21, 2017	Dec 8, 2017	ST LOUIS, MO	Firm change

Relationships

Registered with (2)

→ C••••••••• W••••• M••••••••• L•••Registered adviserregistration: current employment
Dec 8, 2017 to presentfactForm ADV
→ V•••••••• W••••• A•••••••• L••Registered adviserregistration: previous registration
Jul 15, 2014 to Nov 21, 2017factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c9c596ad-23d2-0a2d-429c-ae60540a0221
First observed: Jul 15, 2014
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.