DFX Intelligence

V•••••••• W••••• A•••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

V•••••••• W••••• A•••••••• L••

CRD 169610

ST. LOUIS, MO

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Search this name across graphsid dfx:ria:f59c8dd3-36c1-713f-18dd-b5a0698934d7

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:09 AM UTC and rebuilt at most every 15 minutes.

Relationships: 81
Dated events: 11
On other graphs: 0
Observed: Nov 4, 2013 to Mar 31, 2026
54 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.97 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $3.5B••• Locked
Discretionary RAUM: $3.5B
Private client RAUM: $3.4Bderived••• Locked
Private client share: 97%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 48
RAUM per advisor: $73.7Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
T•••••• G••••• H••••••	Certified Financial Planner	ST. LOUIS, MO	12	27	1	no
J•••• R••••• B•••••	Certified Financial Planner	ST. LOUIS, MO \| O'Fallon, IL	12	19

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B••••• R•••• T•••••	CHIEF COMPLIANCE OFFICER	Na	yes	07/2018	Mar 31, 2026	Mar 31, 2026
G•••••••• H•••••• C••••••	Managing	E	yes	03/2014	Mar 31, 2026	Mar 31, 2026

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
O'FALLON	IL	United States	13	no
OVERLAND PARK	Ks	United States	6	no
E•••••SVILLE	IL	United States	4	no
Collinsville	IL	United States	2	no
Jackson	Mo	United States

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
3	0	3	0.0%	0	0	0	6	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$3.5B	$2.9B	23.8%	$2.0B	20.5%	74	59	8	8

Teams out

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
M••••• A•••••••• L••	2	Mar 13, 2021	Mar 22, 2021	ST LOUIS, MO	Team lift out	RIA to ibd	5.4%
C••••••••• W••••• M••••••••• L•••	3	Nov 21, 2017	Sep 7, 2018

Teams in

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
K••••••	2	Nov 27, 2021	Dec 15, 2021	ST LOUIS, MO	Team lift out	RIA to RIA	5.0%
E•••••• F•••••••• E••••••	4	Apr 6, 2020	Mar 17, 2020

Relationships

showing 80 of 81

Controls (5)

← B••••• R•••• T•••••OwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 31, 2026 to presentfactForm ADV
← H••••••• T••••••• G•••••OwnerMEMBER, ownership code D, individual
Mar 26, 2014 to Mar 29, 2024factForm ADV
← G••••••••• B••••• G•••••OwnerMEMBER, ownership code C, individual
Mar 26, 2014 to Mar 29, 2024factForm ADV
← G•••••••• H•••••• C••••••OwnerMANAGING, ownership code E, domestic entity
Mar 31, 2026 to present

Dated events

Occurred
May 11, 2023
A•••••• firm change
••• Locked
Form ADVobserved 8 days ago
Occurred
Aug 2, 2022
A•••••• firm change
••• Locked
Form ADVobserved 8 days ago
Occurred
Mar 31, 2022
Control person left
••• Locked
Form ADVobserved 8 days ago
Occurred
Feb 11, 2022
A•••••• firm change

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f59c8dd3-36c1-713f-18dd-b5a0698934d7
First observed: Nov 4, 2013
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.