DFX Intelligence
Reading the graph
Reading the graph
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Advisor at S••••• W••••• A•• R••••••••• P•••••••
Eagle, ID | EAGLE, ID
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| S••••• W••••• A•• R••••••••• P••••••• | Independent wealth | Jan 6, 2017 | n/a | yes | EAGLE, ID|Eagle, ID | Current employment |
| S••••• W••••• A•• R••••••••• P••••••• | n/a | Sep 12, 2012 | May 10, 2017 | no | DANVILLE, CA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| S••••• W••••• A•• R••••••••• P••••••• | S••••• W••••• A•• R••••••••• P••••••• | May 10, 2017 | Jan 6, 2017 | -124 | Firm change after gap | Other |
| V•• A••••••• S••••••• | S••••• W••••• A•• R••••••••• P••••••• | Jul 1, 2016 | Sep 12, 2012 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 136918:285972:CA:2017-05-10 | May 10, 2017 | Jan 6, 2017 | DANVILLE, CA | Firm change after gap |
| 14503:136918:KS:2016-07-01 | Jul 1, 2016 | Sep 12, 2012 | OVERLAND PARK, KS | Firm change after gap |
| V•• A••••••• S••••••• | Former SEC adviser | Aug 31, 2012 | Jul 1, 2016 | no | WALNUT CREEK, CA|OVERLAND PARK, KS | Previous registration |
| O•••• F•• I••• | Former SEC adviser | Feb 6, 2004 | Sep 6, 2012 | no | SAN RAMON, CA|SAN RAMON, CA | Previous registration |
| -1,388 |
| Firm change after gap |
| Other |
| O•••• F•• I••• | V•• A••••••• S••••••• | Sep 6, 2012 | Aug 31, 2012 | -6 | Firm change | Other |