DFX Intelligence
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Reading the graph
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S••••• WEALTH & RETIREMENT P•••••••, INC., CRD 285972
EAGLE, ID
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| J••••••• K••• B••••• | Certified Financial Planner | EAGLE, ID | 9 | 13 | 2 | no |
| R••••• A•••••• C•••••••• | Certified Financial Planner | Eagle, ID | EAGLE, ID | 9 | 23 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| C••••••••• R•••••• A•••••• | PRESIDENT, SHAREHOLDER | E | yes | 09/2012 | Mar 9, 2026 | Mar 9, 2026 |
| M••••••••• D•••••• R••• | CHIEF COMPLIANCE OFFICER | Na | yes | 03/2019 | Mar 9, 2026 | Mar 9, 2026 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| S••••• T•• P•••••••• I••• D•• D••• C•••• T•• • F•••••••• S••••••• | n/a | n/a | n/a | N | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| n/a | n/a | n/a | 1 | yes |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 2 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $978M | $825M | 18.6% | $642M | 15.1% | 12 | 11 | 4 | 2 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| S••••• W••••• A•• R••••••••• P••••••• | 3 | May 10, 2017 | Jan 6, 2017 | DANVILLE, CA | Firm absorbed | Other | 75.0% |
| yes |
| D••••• R••• M•••••••• | Certified Financial Planner | Camas, WA | EAGLE, ID | 8 | 22 | 1 | yes |
| D••••• E••••• B••••••• | Certified Financial Planner | EAGLE, ID | Westfield Center, OH | 3 | 22 | 1 | no |
| H••••• K••• P••••• | n/a | EAGLE, ID | 1 | 42 | 3 | no |
| S•••• M•••••• T•••• | Certified Financial Planner | EAGLE, ID | 1 | 36 | 1 | no |
| N••••••• F••••••• L•••• | Certified Financial Planner|Chartered Financial Analyst | EAGLE, ID | San Clemente, CA | 0 | 14 | n/a | no |
| PRINCIPAL, CFO, SHAREHOLDER |
| A |
| yes |
| 01/2006 |
| Dec 27, 2016 |
| Sep 19, 2024 |
| $978M |
| $705M |
| 12 |
| 7 |
| 4 |
| n/a |
| n/a |
| 2024 | Apr 14, 2025 | $825M | $559M | 11 | 6 | 2 | n/a | n/a |
| 2023 | Mar 15, 2024 | $721M | $459M | 10 | 6 | 3 | n/a | n/a |
| 2022 | Mar 17, 2023 | $642M | $413M | 12 | 7 | 4 | n/a | n/a |
| 2021 | Mar 23, 2022 | $697M | $435M | 11 | 6 | 3 | n/a | n/a |
| 2020 | Mar 25, 2021 | $610M | $389M | 10 | 6 | 0 | n/a | n/a |
| 2019 | Mar 27, 2020 | $549M | $455M | 10 | 6 | 0 | n/a | n/a |
| 2018 | Mar 27, 2019 | $417M | $329M | 10 | 6 | 0 | n/a | n/a |
| 2017 | Mar 28, 2018 | $429M | $312M | 8 | 4 | 0 | n/a | n/a |
| 2016 | Mar 17, 2017 | $354M | $255M | 7 | 5 | n/a | n/a | n/a |