DFX Intelligence
Reading the graph
Reading the graph
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Advisor at C•••••••• I••••••••• R••••••• A•••••••• I•••
Vail, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| C•••••••• I••••••••• R••••••• A•••••••• I••• | Bd affiliated wealth | Mar 10, 2025 | n/a | yes | Vail, CO | Current employment |
| C••••••• M••••••••• I••••••••• A•••••••• L•• | Asset manager | Sep 3, 2013 | Aug 25, 2015 | no | BOSTON, MA|NEW YORK, NY |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| C••••••• M••••••••• I••••••••• A•••••••• L•• | C•••••••• I••••••••• R••••••• A•••••••• I••• | Aug 25, 2015 | Mar 10, 2025 | 3,485 | Firm change after gap | Other |
| L•••• A••••• • C•• L•• | C••••••• M••••••••• I••••••••• A•••••••• L•• | May 23, 2013 |
| L•••• A••••• • C•• L•• | Asset manager | Jul 30, 2008 | May 23, 2013 | no | JERSEY CITY, NJ | Previous registration |
| 3•• C•••••• L•• | Former SEC adviser | Jan 16, 2004 | Nov 16, 2006 | no | GREENWOOD VILLAGE, CO | Previous registration |
| C•••••••• G••••• M•••••• I••• | Bd affiliated wealth | Feb 23, 2001 | Nov 13, 2003 | no | DENVER, CO | Previous registration |
| 103 |
| Firm change |
| Other |
| 3•• C•••••• L•• | L•••• A••••• • C•• L•• | Nov 16, 2006 | Jul 30, 2008 | 622 | Firm change after gap | Other |
| C•••••••• G••••• M•••••• I••• | 3•• C•••••• L•• | Nov 13, 2003 | Jan 16, 2004 | 64 | Firm change | Other |