RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• A•••• S••••••••
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Mar 10, 2025 · Vail, Co
- C••••••• M••••••••• I••••••••• A•••••••• L•• asset managerSep 3, 2013 to Aug 25, 2015 · Boston, Ma
- L•••• A••••• • C•• L•• asset managerJul 30, 2008 to May 23, 2013 · Jersey City, Nj
- 3•• C•••••• L•• formerJan 16, 2004 to Nov 16, 2006 · Greenwood Village, Co
- C•••••••• G••••• M•••••• I••• BD affiliatedFeb 23, 2001 to Nov 13, 2003 · Denver, Co
- C••••••• M••••••••• I••••••••• A•••••••• L•• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Aug 25, 2015, registered Mar 10, 2025 (3485 days) · Other
- L•••• A••••• • C•• L•• to C••••••• M••••••••• I••••••••• A•••••••• L••left May 23, 2013, registered Sep 3, 2013 (103 days) · Other
- 3•• C•••••• L•• to L•••• A••••• • C•• L••left Nov 16, 2006, registered Jul 30, 2008 (622 days) · Other
- C•••••••• G••••• M•••••• I••• to 3•• C•••••• L••left Nov 13, 2003, registered Jan 16, 2004 (64 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 43derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address