DFX Intelligence

M••••• B••• L••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

M••••• B••• L••••••

Advisor at E•••••• A••••••• G••••• L••

GREENWOOD VILLAGE, CO | Charlotte, NC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c9daa854-61e1-4fdb-5119-7117368cf22e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:01 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Oct 2, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E•••••• A••••••• G••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Oct 1, 2007earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E•••••• A••••••• G••••• L••	Bd affiliated wealth	Nov 22, 2021	n/a	yes	Charlotte, NC\|GREENWOOD VILLAGE, CO	Current employment
A••••••• I••••••••• A•••••••• L••	I•••••••••_MANAGER	May 18, 2021	Aug 23, 2021	no	Charlotte, NC\|NEEDHAM, MA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••• I••••••••• A•••••••• L••	E•••••• A••••••• G••••• L••	Aug 23, 2021	Nov 22, 2021	91	Firm change	Other
B••• I••••••••• I••••••••• A•••••••• I•••	A••••••• I••••••••• A•••••••• L••	Dec 31, 2020	May 18, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
106156:120632:SC:2020-12-31	Dec 31, 2020	May 18, 2021	GREENVILLE, SC	Firm change

Relationships

Registered with (6)

→ E•••••• A••••••• G••••• L••Registered adviserregistration: current employment
Nov 22, 2021 to presentfactForm ADV
→ A••••••• I••••••••• A•••••••• L••Registered adviserregistration: previous registration
May 18, 2021 to Aug 23, 2021factForm ADV
→ B••• I••••••••• I••••••••• A•••••••• I•••Registered adviserregistration: previous registration
Apr 5, 2017 to Dec 31, 2020factForm ADV
→ F•••• C••••••• I••••••• S•••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c9daa854-61e1-4fdb-5119-7117368cf22e
First observed: Oct 2, 2007
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.