DFX Intelligence
Reading the graph
Reading the graph
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Advisor at A••••••• S••••••• N••••••
Willis, TX | ATLANTA, GA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| A••••••• S••••••• N•••••• | Independent wealth | Feb 3, 2015 | n/a | yes | Willis, TX|ATLANTA, GA | Current employment |
| H••••• I••••••••• M••••••••• L•• | Independent wealth | Aug 9, 2013 | Sep 1, 2015 | no | THE WOODLANDS, TX |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| H••••• I••••••••• M••••••••• L•• | A••••••• S••••••• N•••••• | Sep 1, 2015 | Feb 3, 2015 | -210 | Firm change after gap | Other |
| S••••• W••••• M••••••••• | H••••• I••••••••• M••••••••• L•• | Dec 31, 2014 | Aug 9, 2013 |
| S••••• W••••• M••••••••• | n/a | Jun 19, 2008 | Dec 31, 2014 | no | HOUSTON, TX|CAZENOVIA, NY|SOUTHLAKE, TX | Previous registration |
| C•••••••• I••••••••• R••••••• A•••••••• I••• | Bd affiliated wealth | May 1, 2006 | Jul 15, 2008 | no | HOUSTON, TX|CAZENOVIA, NY | Previous registration |
| T•••• S••••• S••••••••• I••• | Former SEC adviser | Nov 9, 1998 | May 10, 2006 | no | HOUSTON, TX | Previous registration |
| -509 |
| Firm change after gap |
| Other |
| C•••••••• I••••••••• R••••••• A•••••••• I••• | S••••• W••••• M••••••••• | Jul 15, 2008 | Jun 19, 2008 | -26 | Firm change | Other |
| T•••• S••••• S••••••••• I••• | C•••••••• I••••••••• R••••••• A•••••••• I••• | May 10, 2006 | May 1, 2006 | -9 | Firm change | Other |