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D••••• J• G•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Analyst20 years in industry

D••••• J• G•••••••

Advisor at G•••••• S••••• W••••• M••••••••• L••

OVERLAND PARK, KS

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Search this name across graphsid dfx:ria:c9dea526-01b6-05b1-36f8-b48ffb194ad5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:56 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Oct 30, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G•••••• S••••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
G•••••• S••••• W••••• M••••••••• L••	Independent wealth	Nov 25, 2020	n/a	yes	OVERLAND PARK, KS	Current employment
S•••••••• A•••• G••••	Former SEC adviser	Mar 30, 2018	Dec 31, 2020	no	Ann Arbor, MI\|OAKBROOK TERRACE, IL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••••• A•••• G••••	G•••••• S••••• W••••• M••••••••• L••	Dec 31, 2020	Nov 25, 2020	-36	Firm change after gap	RIA to RIA
S•••••••• A••••••• L••	S•••••••• A•••• G••••	Apr 11, 2018	Mar 30, 2018

Relationships

Registered with (3)

→ G•••••• S••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Nov 25, 2020 to presentfactForm ADV
→ S•••••••• A•••• G••••Registered adviserregistration: previous registration
Mar 30, 2018 to Dec 31, 2020factForm ADV
→ S•••••••• A••••••• L••Registered adviserregistration: previous registration
Oct 30, 2007 to Apr 11, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c9dea526-01b6-05b1-36f8-b48ffb194ad5
First observed: Oct 30, 2007
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.