G•••••• S••••• W••••• M••••••••• L••

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

independent wealth managerderivedprivate_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0

Regulatory AUM

$900M••• Locked

Discretionary RAUM

$897M

Private client RAUM

$894Mderived••• Locked

Private client share

99%derivedprivate client RAUM over total RAUM

Advisors on IAPD

20

RAUM per advisor

$45.0Mderived

• Occurred

  Apr 10, 2026
  Team lift-out

  2 advisors left A•••• C•••••• M••••••••• I•• (Anchorage, AK) for G•••••• S••••• W••••• M••••••••• L•• within 11 days

  Form ADVobserved 7 days ago
  2 advisors
• Occurred

  Mar 26, 2026
  Regulatory AUM changed

  G•••••• S••••• W••••• M••••••••• L•• reported RAUM $900.4M, up 36% from $661.7M (2025-10-06 to 2026-03-26)

  Form ADVobserved 7 days ago
  $239M
• Occurred

  Mar 29, 2025
  Regulatory AUM changed

  G•••••• S••••• W••••• M••••••••• L•• reported RAUM $661.7M, up 30% from $510.8M (2024-07-29 to 2025-03-29)

  Form ADVobserved 7 days ago
  $151M

Graph

RIA / Wealth Management

Canonical id

dfx:ria:a9ccd487-23c0-1ee2-f5e6-8fd3c194bae7

First observed

Jul 14, 2021

Last observed

Apr 13, 2026 5 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.