S•••••••• P•••

Advisor at T••••••••• A••••••• I••

CINCINNATI, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c9e43194-3b22-3a43-db38-f3d4ee932a7e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:34 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Dec 22, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T••••••••• A••••••• I••
Current firm class: asset managerderived
Book size: not public••• Locked
Industry start: Jul 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T••••••••• A••••••• I••	Asset manager	Jun 12, 2026	n/a	yes	CINCINNATI, OH	Current employment
T• R••• P•••• A••••••••• I•••	Asset manager	Mar 1, 2019	May 21, 2026	no	OWINGS MILLS, MD\|spokane, WA\|portland, OR\|Portland, OR

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T• R••• P•••• A••••••••• I•••	T••••••••• A••••••• I••	May 21, 2026	Jun 12, 2026	22	Firm change	Other
T• R••• P•••• A••••••• S•••••••• I•••	T• R••• P•••• A••••••••• I•••	Mar 6, 2019	Mar 1, 2019

Relationships

Registered with (4)

→ T••••••••• A••••••• I••Registered adviserregistration: current employment
Jun 12, 2026 to presentfactForm ADV
→ T• R••• P•••• A••••••••• I•••Registered adviserregistration: previous registration
Mar 1, 2019 to May 21, 2026factForm ADV
→ T• R••• P•••• A••••••• S•••••••• I•••Registered adviserregistration: previous registration
Oct 12, 2018 to Mar 6, 2019factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

Dated events

Occurred
May 21, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c9e43194-3b22-3a43-db38-f3d4ee932a7e
First observed: Dec 22, 2014
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.