DFX Intelligence

C•••• D••• R••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

C•••• D••• R••••

Advisor at W•••• F•••• A•••••••

BARTLESVILLE, OK

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Search this name across graphsid dfx:ria:c9f44511-8047-029c-0a02-9a0aeabac787

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:57 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Oct 28, 2023 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••• F•••• A•••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Sep 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•••• F•••• A•••••••	Wirehouse	Nov 21, 2024	n/a	yes	BARTLESVILLE, OK	Current employment
C•••••• S••••• C•••••• M••••••• L••	Former SEC adviser	Feb 15, 2024	Oct 9, 2024	no	WICHITA, KS	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• S••••• C•••••• M••••••• L••	W•••• F•••• A•••••••	Oct 9, 2024	Nov 21, 2024	43	Firm change	Other
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	C•••••• S••••• C•••••• M••••••• L••	Feb 20, 2024	Feb 15, 2024

Relationships

Registered with (3)

→ W•••• F•••• A•••••••Registered adviserregistration: current employment
Nov 21, 2024 to presentfactForm ADV
→ C•••••• S••••• C•••••• M••••••• L••Registered adviserregistration: previous registration
Feb 15, 2024 to Oct 9, 2024factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Oct 28, 2023 to Feb 20, 2024factForm ADV

Dated events

Occurred
Oct 9, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Feb 20, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c9f44511-8047-029c-0a02-9a0aeabac787
First observed: Oct 28, 2023
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.