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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

FOUNDATION WEALTH MANAGEMENT, LLC

CRD 127134

CLAYTON, MO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c9f7a2ec-76bb-898f-16c1-a1c8b20020bc

Data as of Apr 20, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:33 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 2
On other graphs: 1
Observed: Mar 20, 2012 to Apr 20, 2026
31 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Family Officesidentity

record 773a0cd6

shared cik

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.89 fund_share=0.0 institutional_share=0.11 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $661MItem 5.F on the latest filing (2026-04-20); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $579M
Private client RAUM: $587MderivedItem 5.D individuals plus high net worth individuals
Private client share: 89%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 4
RAUM per advisor: $165Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 6
Advisory employees: 4
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 1,778
Individual clients: 157
High net worth clients: 194
Custody, client assets: $36.2M
SEC number: 801-62187
CIK: 1966351
CRD: 127134
Filings on the tape: 31
First filed: Mar 20, 2012
Latest filed: Apr 20, 2026
Organised: Limited Liability Company, MO
Website: fwmria.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
PAMELA ANN HARDIN	Certified Financial Planner	CLAYTON, MO	21	38	1	no
Daniel Joseph Ladd	Certified Financial Planner	CLAYTON, MO	10	13	n/a	no
HANNAH RAE LEONE	Certified Financial Planner	CLAYTON, MO	10	15	n/a	no
PATRICK RUSSELL MCLAUGHLIN	Certified Financial Planner	CLAYTON, MO	2	12	2	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
HARDIN, PAMELA, ANN	Owner	E	yes	05/2003	Mar 20, 2012	Jul 2, 2024
Ladd, Daniel, Joseph	CHIEF INVESTMENT OFFICER	Na	yes	01/2021	Mar 29, 2021	Jul 2, 2024
LEONE, HANNAH, RAE	CHIEF OPERATING OFFICER	Na	yes	01/2021	Mar 29, 2021	Jul 2, 2024
HARDIN, MATTHEW, STEPHEN	CHIEF COMPLIANCE OFFICER	Na	no	01/2007	Mar 20, 2012	Jul 2, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
MATTHEW S. HARDIN	n/a	n/a	n/a	N	no	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 15 of 16

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 20, 2026	$661M	$579M	6	4	0	n/a	n/a
2024	Mar 28, 2025	$593M	$519M	6	4	0	n/a	n/a
2023	Mar 21, 2024	$525M	$460M	5	3	0	n/a	n/a
2022	Mar 22, 2023	$478M	$418M	6	3	0	n/a	n/a
2021	Mar 24, 2022	$529M	$466M	6	3	0	n/a	n/a
2020	Mar 29, 2021	$456M	$401M	5	3	0	n/a	n/a
2019	Mar 25, 2020	$395M	$344M	5	3	0	n/a	n/a
2018	Mar 27, 2019	$324M	$284M	4	3	0	n/a	n/a
2017	Mar 29, 2018	$305M	$261M	4	3	0	n/a	n/a
2016	Mar 31, 2017	$245M	$209M	4	3	n/a	n/a	n/a
2015	Mar 30, 2016	$232M	$195M	6	3	n/a	n/a	n/a
2014	Mar 31, 2015	$243M	$203M	6	1	n/a	n/a	n/a
2013	Mar 11, 2014	$232M	$219M	5	1	n/a	n/a	n/a
2012	Mar 25, 2013	$187M	$170M	4	2	n/a	n/a	n/a
2011	Mar 20, 2012	$150M	$139M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	1	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$661M	$593M	11.4%	$478M	11.4%	6	6	0	0

Relationships

Registered with (5)

← PATRICK RUSSELL MCLAUGHLINAdvisorregistration: current employment
Aug 26, 2024 to presentfactForm ADV
← HANNAH RAE LEONEAdvisorregistration: current employment
Sep 14, 2016 to presentfactForm ADV
← Daniel Joseph LaddAdvisorregistration: current employment
Feb 2, 2016 to presentfactForm ADV
← PAMELA ANN HARDINAdvisorregistration: current employment
Dec 9, 2004 to presentfactForm ADV
← CRAIG ALLEN TOBERMANAdvisorregistration: previous registration
Oct 6, 2015 to Jun 9, 2016factForm ADV

Controls (3)

← HARDIN, PAMELA, ANNOwnerOWNER, ownership code E, individual
Mar 20, 2012 to Jul 2, 2024factForm ADV
← LEONE, HANNAH, RAEOwnerCHIEF OPERATING OFFICER, ownership code NA, individual
Mar 29, 2021 to Jul 2, 2024factForm ADV
← Ladd, Daniel, JosephOwnerCHIEF INVESTMENT OFFICER, ownership code NA, individual
Mar 29, 2021 to Jul 2, 2024factForm ADV

Owns (1)

← HARDIN, MATTHEW, STEPHENOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 20, 2012 to Jul 2, 2024factForm ADV

Dated events

Occurred
Mar 29, 2021
Control person joined
Rae Hannah Leone (Chief Operating Officer) appeared on Schedule A of Foundation Wealth Management, Llc
Form ADVobserved 3 days ago
Occurred
Mar 29, 2021
Control person joined
Joseph Daniel Ladd (Chief Investment Officer) appeared on Schedule A of Foundation Wealth Management, Llc
Form ADVobserved 3 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c9f7a2ec-76bb-898f-16c1-a1c8b20020bc
First observed: Mar 20, 2012
Last observed: Apr 20, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

FOUNDATION WEALTH MANAGEMENT, LLC

CRD 127134

CLAYTON, MO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c9f7a2ec-76bb-898f-16c1-a1c8b20020bc

Data as of Apr 20, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:33 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

PAMELA ANN HARDIN

Certified Financial Planner

CLAYTON, MO

Daniel Joseph Ladd

Certified Financial Planner

CLAYTON, MO

n/a

HANNAH RAE LEONE

Certified Financial Planner

CLAYTON, MO

n/a

PATRICK RUSSELL MCLAUGHLIN

Certified Financial Planner

CLAYTON, MO

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

HARDIN, PAMELA, ANN

Owner

yes

05/2003

Mar 20, 2012

Jul 2, 2024

Ladd, Daniel, Joseph

CHIEF INVESTMENT OFFICER

yes

01/2021

Mar 29, 2021

Jul 2, 2024

LEONE, HANNAH, RAE

CHIEF OPERATING OFFICER

yes

01/2021

Mar 29, 2021

Jul 2, 2024

HARDIN, MATTHEW, STEPHEN

CHIEF COMPLIANCE OFFICER

01/2007

Mar 20, 2012

Jul 2, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

MATTHEW S. HARDIN

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Apr 20, 2026

$661M

$579M

n/a

2024

Mar 28, 2025

$593M

$519M

n/a

2023

Mar 21, 2024

$525M

$460M

n/a

2022

Mar 22, 2023

$478M

$418M

n/a

2021

Mar 24, 2022

$529M

$466M

n/a

2020

Mar 29, 2021

$456M

$401M

n/a

2019

Mar 25, 2020

$395M

$344M

n/a

2018

Mar 27, 2019

$324M

$284M

n/a

2017

Mar 29, 2018

$305M

$261M

n/a

2016

Mar 31, 2017

$245M

$209M

n/a

2015

Mar 30, 2016

$232M

$195M

n/a

2014

Mar 31, 2015

$243M

$203M

n/a

2013

Mar 11, 2014

$232M

$219M

n/a

2012

Mar 25, 2013

$187M

$170M

n/a

2011

Mar 20, 2012

$150M

$139M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$661M

$593M

11.4%

$478M

11.4%