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P•••••• R•••••• M•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner12 years in industry

P•••••• R•••••• M•••••••••

Advisor at F••••••••• W••••• M••••••••• L••

CLAYTON, MO

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Search this name across graphsid dfx:ria:e9046f38-ec3a-0262-982d-526228226b98

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:43 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Nov 23, 2021 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F••••••••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
F••••••••• W••••• M••••••••• L••	Independent wealth	Aug 26, 2024	n/a	yes	CLAYTON, MO	Current employment
R•••••• J•••• • A••••••••• I•••	National bd RIA	May 12, 2022	Jun 21, 2024	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
R•••••• J•••• • A••••••••• I•••	F••••••••• W••••• M••••••••• L••	Jun 21, 2024	Aug 26, 2024	66	Firm change	Ibd to RIA
S••••• W••••• A•••••••• I•••	R•••••• J•••• • A••••••••• I•••	May 20, 2022

Relationships

Registered with (3)

→ F••••••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Aug 26, 2024 to presentfactForm ADV
→ R•••••• J•••• • A••••••••• I•••Registered adviserregistration: previous registration
May 12, 2022 to Jun 21, 2024factForm ADV
→ S••••• W••••• A•••••••• I•••Registered adviserregistration: previous registration
Nov 23, 2021 to May 20, 2022factForm ADV

Dated events

Occurred
Jun 21, 2024
Advisor changed firm
P•••••• R•••••• M••••••••• left R•••••• J•••• • A••••••••• I••• for F••••••••• W••••• M••••••••• L•• (registered 2024-08-26)
Form ADVobserved 6 days ago
Occurred
May 20, 2022
Advisor changed firm
P•••••• R•••••• M••••••••• left S••••• W••••• A•••••••• I••• for R•••••• J•••• • A••••••••• I••• (registered 2022-05-12)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e9046f38-ec3a-0262-982d-526228226b98
First observed: Nov 23, 2021
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.