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RIA / WealthAdvisorCertified Financial Planner28 years in industry

ROBERT BOYD DWYER

Advisor at HERITAGE WEALTH MANAGEMENT

HOUSTON, TX

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Search this name across graphsid dfx:ria:c9f969d6-7786-48f8-8fbf-41aeee0f61e7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:17 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Sep 26, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: HERITAGE WEALTH MANAGEMENT
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 26, 1997earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S63|S65
First exam: Nov 26, 1997
First registration: Sep 26, 2003
Dual registered: no
IAPD individual key: 2960539

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
HERITAGE WEALTH MANAGEMENT	Independent wealth	Dec 8, 2023	n/a	yes	HOUSTON, TX	Current employment
WATERWAY WEALTH MANAGEMENT, L.L.C.	Independent wealth	Jan 7, 2013	Dec 12, 2023	no	THE WOODLANDS, TX	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Jun 30, 2005	Nov 17, 2009	no	HOUSTON, TX\|HOUSTON, TX	Previous registration
WELLS FARGO INVESTMENTS, LLC	n/a	Sep 26, 2003	Jun 20, 2005	no	KATY, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WATERWAY WEALTH MANAGEMENT, L.L.C.	HERITAGE WEALTH MANAGEMENT	Dec 12, 2023	Dec 8, 2023	-4	Firm change	RIA to RIA
CHASE INVESTMENT SERVICES CORP.	WATERWAY WEALTH MANAGEMENT, L.L.C.	Nov 17, 2009	Jan 7, 2013	1,147	Firm change after gap	Other
WELLS FARGO INVESTMENTS, LLC	CHASE INVESTMENT SERVICES CORP.	Jun 20, 2005	Jun 30, 2005	10	Firm change	Other

Relationships

Registered with (4)

→ HERITAGE WEALTH MANAGEMENTRegistered adviserregistration: current employment
Dec 8, 2023 to presentfactForm ADV
→ WATERWAY WEALTH MANAGEMENT, L.L.C.Registered adviserregistration: previous registration
Jan 7, 2013 to Dec 12, 2023factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Jun 30, 2005 to Nov 17, 2009factForm ADV
→ WELLS FARGO INVESTMENTS, LLCRegistered adviserregistration: previous registration
Sep 26, 2003 to Jun 20, 2005factForm ADV

Dated events

Occurred
Dec 12, 2023
Advisor changed firm
Robert Boyd Dwyer left Waterway Wealth Management, L.L.C. for Heritage Wealth Management (registered 2023-12-08)
Form ADVobserved 6 days ago