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Advisor at JEFFERIES INVESTMENT ADVISERS LLC
Miami, FL | NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| JEFFERIES INVESTMENT ADVISERS LLC | Mixed wealth | May 24, 2023 | n/a | yes | NEW YORK, NY|Miami, FL | Current employment |
| LEUCADIA ASSET MANAGEMENT LLC | Asset manager | May 4, 2015 | Aug 14, 2023 | no | MIAMI, FL|NEW YORK, NY | Previous registration |
| RBC CAPITAL MARKETS, LLC | National bd RIA | Mar 5, 2014 | May 28, 2015 | no | MIAMI, FL | Previous registration |
| BARCLAYS CAPITAL INC. | Former SEC adviser | Nov 30, 2012 | Mar 28, 2014 | no | MIAMI, FL | Previous registration |
| CREDIT SUISSE SECURITIES (USA) LLC | Former SEC adviser | Jan 17, 2003 | Dec 20, 2012 | no | MIAMI, FL|IRVINE, CA|MIAMI, FL | Previous registration |
| PERSHING LLC | n/a | Oct 4, 1999 | Jan 17, 2003 | no | MIAMI, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LEUCADIA ASSET MANAGEMENT LLC | JEFFERIES INVESTMENT ADVISERS LLC | Aug 14, 2023 | May 24, 2023 | -82 | Bulk transfer | RIA to new firm |
| RBC CAPITAL MARKETS, LLC | LEUCADIA ASSET MANAGEMENT LLC | May 28, 2015 | May 4, 2015 | -24 | Firm change | Other |
| BARCLAYS CAPITAL INC. | RBC CAPITAL MARKETS, LLC | Mar 28, 2014 | Mar 5, 2014 | -23 | Firm change | Other |
| CREDIT SUISSE SECURITIES (USA) LLC | BARCLAYS CAPITAL INC. | Dec 20, 2012 | Nov 30, 2012 | -20 | Firm change | Other |
| PERSHING LLC | CREDIT SUISSE SECURITIES (USA) LLC | Jan 17, 2003 | Jan 17, 2003 | 0 | Bulk transfer | Other |