This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

CAPROCK WEALTH MANAGEMENT

Current firm class

state registeredderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jan 1, 2006earliest registration or exam on IAPD

Years in industry

20derivedfrom the industry start date

Years at current firm

1derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

2

Designations

Certified Financial Planner

Exams

S66|S63

First exam

Jun 10, 2011

First registration

Jun 26, 2014

Dual registered

no

Other names

BRAD EMMETT SMITH

IAPD individual key

5856592

• Occurred

  Dec 24, 2024
  Advisor changed firm

  Bradley Emmett Smith left Meridian Investment Advisors for Caprock Wealth Management (registered 2025-01-02)

  Form ADVobserved 5 days ago
• Occurred

  Feb 21, 2023
  Advisor changed firm

  Bradley Emmett Smith left Lpl Financial Llc for Meridian Investment Advisors (registered 2023-02-28)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:c9fb84f4-1d7e-d7ae-2a44-087be353e6f7

First observed

Jun 26, 2014

Last observed

Sep 14, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.