RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••••• E••••• S••••
- C•••••• W••••• M••••••••• state registered currentsince Jan 2, 2025 · Little Rock, Ar
- M••••••• I••••••••• A••••••• mixed wealthFeb 28, 2023 to Dec 24, 2024 · Little Rock, Ar
- L•• F•••••••• L•• BD affiliatedJun 26, 2014 to Feb 21, 2023 · Magnolia, Ar
- M••••••• I••••••••• A••••••• to C•••••• W••••• M•••••••••left Dec 24, 2024, registered Jan 2, 2025 (9 days) · RIA to a state-registered adviser
- L•• F•••••••• L•• to M••••••• I••••••••• A•••••••left Feb 21, 2023, registered Feb 28, 2023 (7 days) · RIA to RIA
- B•••••• E••••• S•••• left M••••••• I••••••••• A••••••• for C•••••• W••••• M••••••••• (registered 2025-01-02)Dec 24, 2024 · Advisor changed firm · fact
- B•••••• E••••• S•••• left L•• F•••••••• L•• for M••••••• I••••••••• A••••••• (registered 2023-02-28)Feb 21, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address