DFX Intelligence

Z••• T••••• G••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

Z••• T••••• G••••••••

Advisor at N••••••• T•••• S••••••••• I••

Chicago, IL | HOUSTON, TX

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Search this name across graphsid dfx:ria:c9ffa104-7c54-5fa0-18f9-d819e530f821

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:31 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: May 8, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N••••••• T•••• S••••••••• I••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Dec 12, 1997earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N••••••• T•••• S••••••••• I••	Bd affiliated wealth	Apr 28, 2026	n/a	yes	Chicago, IL\|HOUSTON, TX	Current employment
T•••• C•••••• B••• P•••••• W••••• A•••••••	Independent wealth	May 12, 2023	Mar 6, 2026	no	DALLAS, TX\|Houston, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T•••• C•••••• B••• P•••••• W••••• A•••••••	N••••••• T•••• S••••••••• I••	Mar 6, 2026	Apr 28, 2026	53	Firm change	RIA to ibd
A••••••••• L•••	T•••• C•••••• B••• P•••••• W••••• A•••••••	Sep 17, 2019	Aug 28, 2019

Relationships

Registered with (3)

→ N••••••• T•••• S••••••••• I••Registered adviserregistration: current employment
Apr 28, 2026 to presentfactForm ADV
→ T•••• C•••••• B••• P•••••• W••••• A•••••••Registered adviserregistration: previous registration
May 12, 2023 to Mar 6, 2026factForm ADV
→ A••••••••• L•••Registered adviserregistration: previous registration
May 8, 2018 to Sep 17, 2019factForm ADV

Dated events

Occurred
Mar 6, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c9ffa104-7c54-5fa0-18f9-d819e530f821
First observed: May 8, 2018
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.