DFX Intelligence

W•••••• T•••••• R••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

W•••••• T•••••• R••••

Advisor at D••••••• C•••••• W••••• A•••••••

NORFOLK, VA

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Search this name across graphsid dfx:ria:ca03db49-bf57-6b67-4e60-c433098027ab

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:52 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jan 14, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: D••••••• C•••••• W••••• A•••••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Dec 19, 2001earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
D••••••• C•••••• W••••• A•••••••	State registered	Jul 2, 2015	n/a	yes	NORFOLK, VA	Current employment
P••••••• F•••••••• S•••••••• I•••	Bd affiliated wealth	May 12, 2010	Jul 6, 2015	no	DALLAS, TX\|NORFOLK, VA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P••••••• F•••••••• S•••••••• I•••	D••••••• C•••••• W••••• A•••••••	Jul 6, 2015	Jul 2, 2015	-4	Firm change	Other
M••• I••••••••• M••••••••• L••	P••••••• F•••••••• S•••••••• I•••	May 12, 2010	May 12, 2010

Relationships

Registered with (3)

→ D••••••• C•••••• W••••• A•••••••Registered adviserregistration: current employment
Jul 2, 2015 to presentfactForm ADV
→ P••••••• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
May 12, 2010 to Jul 6, 2015factForm ADV
→ M••• I••••••••• M••••••••• L••Registered adviserregistration: previous registration
Jan 14, 2002 to May 12, 2010factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ca03db49-bf57-6b67-4e60-c433098027ab
First observed: Jan 14, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.