RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
W•••••• T•••••• R••••
- D••••••• C•••••• W••••• A••••••• state registered currentsince Jul 2, 2015 · Norfolk, Va
- P••••••• F•••••••• S•••••••• I••• BD affiliatedMay 12, 2010 to Jul 6, 2015 · Dallas, Tx
- M••• I••••••••• M••••••••• L•• unclassifiedJan 14, 2002 to May 12, 2010 · Virginia Beach, Va
- P••••••• F•••••••• S•••••••• I••• to D••••••• C•••••• W••••• A•••••••left Jul 6, 2015, registered Jul 2, 2015 (-4 days) · Other
- M••• I••••••••• M••••••••• L•• to P••••••• F•••••••• S•••••••• I•••left May 12, 2010, registered May 12, 2010 (0 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address