This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

HAVILAND & SAMS, LLC

Current firm class

state registeredderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Apr 1, 2016earliest registration or exam on IAPD

Years in industry

10derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

2

Designations

Certified Financial Planner

Exams

S66

First exam

Jul 15, 2019

First registration

Sep 20, 2019

Dual registered

no

Other names

KEANE CATHLEEN|KEANE PAULA CATHLEEN|CATHLEEN PAULA KEANE|CATHY PAULA CATALINO|CATHY CATALINO KEANE|Cathleen P Keane

IAPD individual key

7084786

• Occurred

  Oct 2, 2025
  Advisor changed firm

  Cathleen P. Keane left Morgan Stanley for Haviland & Sams, Llc (registered 2026-06-12)

  Form ADVobserved 6 days ago
• Occurred

  Oct 6, 2022
  Advisor changed firm

  Cathleen P. Keane left Fidelity Personal And Workplace Advisors for Morgan Stanley (registered 2024-08-23)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:ca0865fc-b5aa-0c95-b882-f78cc197cff3

First observed

Sep 20, 2019

Last observed

Sep 14, 2026 7 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.