DFX Intelligence

Data Factory

RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

MIDWEST FINANCIAL GROUP LLC

CRD 175288

OVERLAND PARK, KS

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ca144aa2-9ef7-2385-71f8-bd5d95ba20ac

Data as of Aug 19, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:50 PM UTC and rebuilt at most every 15 minutes.

Relationships: 17
Dated events: 1
On other graphs: 0
Observed: Mar 17, 2015 to Aug 19, 2026
38 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.98 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $566MItem 5.F on the latest filing (2026-08-19); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $559M
Private client RAUM: $552MderivedItem 5.D individuals plus high net worth individuals
Private client share: 98%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 11
RAUM per advisor: $51.5Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 9
Advisory employees: 9
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 2,222
Individual clients: 727
High net worth clients: 204
Custody, client assets: $293M
SEC number: 801-81177
CRD: 175288
Filings on the tape: 38
First filed: Mar 17, 2015
Latest filed: Aug 19, 2026
Organised: Limited Liability Partnership, KS
Website: midwestfinancialkc.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
LEIGHA ANN SHEPARD	n/a	OVERLAND PARK, KS	11	29	3	no
STEVEN DENNIS REICHLE	n/a	OVERLAND PARK, KS \| Topeka, KS	11	21	1	no
COLE STEPHEN REICHLE	n/a	OVERLAND PARK, KS	11	18	2	no
HEATHER RENEE SULLIVAN	Certified Financial Planner	OVERLAND PARK, KS	11	11	1	no
RICHARD K RYAN	Certified Financial Planner\|Chartered Financial Consultant	Topeka, KS \| OVERLAND PARK, KS	11	44	2	no
ALLEN H JOY	n/a	Topeka, KS \| OVERLAND PARK, KS	10	35	1	no
JON DOERING GRAMS	n/a	OVERLAND PARK, KS	10	32	1	no
MITZI NICOLE SWAFFAR	Certified Financial Planner	OVERLAND PARK, KS	6	19	2	no
Amanda Leah Russell	n/a	Topeka, KS \| OVERLAND PARK, KS	6	19	n/a	no
Nathan Fredrick Mikoleit	n/a	OVERLAND PARK, KS \| Topeka, KS	5	14	1	no
Michael John Meenen	Certified Financial Planner	OVERLAND PARK, KS \| Topeka, KS	3	16	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
REICHLE, COLE, STEPHEN	MEMBER, MANAGER	C	yes	02/2015	Mar 17, 2015	Jul 19, 2024
REICHLE, STEVEN, DENNIS	MEMBER, MANAGER	C	yes	02/2015	Mar 17, 2015	Jul 19, 2024
RYAN, RICHARD, K	MEMBER, MANAGER	C	yes	02/2015	Mar 17, 2015	Jul 19, 2024
SHEPARD, LEIGHA, ANN	MEMBER, MANAGER, CHIEF COMPLIANCE OFFICER	C	yes	02/2015	Mar 17, 2015	Jul 19, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Topeka	Ks	United States	5	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Feb 28, 2026	$566M	$559M	9	9	1	n/a	n/a
2024	Feb 7, 2025	$478M	$471M	8	8	1	n/a	n/a
2023	Mar 13, 2024	$434M	$425M	7	7	1	n/a	n/a
2022	Feb 16, 2023	$366M	$359M	10	10	1	n/a	n/a
2021	Mar 22, 2022	$362M	$356M	10	10	1	n/a	n/a
2020	Mar 29, 2021	$321M	$311M	10	10	1	n/a	n/a
2019	Mar 30, 2020	$232M	$226M	5	5	1	n/a	n/a
2018	Mar 15, 2019	$200M	$200M	5	5	2	n/a	n/a
2017	Mar 2, 2018	$187M	$187M	5	5	2	n/a	n/a
2016	Mar 2, 2017	$159M	$154M	5	5	n/a	n/a	n/a
2015	Mar 29, 2016	$140M	$132M	7	4	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$566M	$478M	18.5%	$366M	15.6%	9	8	1	1

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
VSR ADVISORY SERVICES	6	May 11, 2015	May 19, 2015	OVERLAND PARK, KS	Team lift out	Other	2.8%

Relationships

Registered with (12)

← Michael John MeenenAdvisorregistration: current employment
Feb 9, 2023 to presentfactForm ADV
← Nathan Fredrick MikoleitAdvisorregistration: current employment
Aug 5, 2021 to presentfactForm ADV
← Amanda Leah RussellAdvisorregistration: current employment
Aug 28, 2020 to presentfactForm ADV
← MITZI NICOLE SWAFFARAdvisorregistration: current employment
Dec 4, 2019 to presentfactForm ADV
← JON DOERING GRAMSAdvisorregistration: current employment
Jul 22, 2016 to presentfactForm ADV
← ALLEN H JOYAdvisorregistration: current employment
Jan 20, 2016 to presentfactForm ADV
← RICHARD K RYANAdvisorregistration: current employment
May 19, 2015 to presentfactForm ADV
← LEIGHA ANN SHEPARDAdvisorregistration: current employment
May 11, 2015 to presentfactForm ADV
← STEVEN DENNIS REICHLEAdvisorregistration: current employment
May 11, 2015 to presentfactForm ADV
← COLE STEPHEN REICHLEAdvisorregistration: current employment
May 11, 2015 to presentfactForm ADV
← HEATHER RENEE SULLIVANAdvisorregistration: current employment
May 11, 2015 to presentfactForm ADV
← BRANDY MARIE BRANSTETTERAdvisorregistration: previous registration
May 11, 2015 to Nov 1, 2017factForm ADV

Controls (4)

← REICHLE, STEVEN, DENNISOwnerMEMBER, MANAGER, ownership code C, individual
Mar 17, 2015 to Jul 19, 2024factForm ADV
← SHEPARD, LEIGHA, ANNOwnerMEMBER, MANAGER, CHIEF COMPLIANCE OFFICER, ownership code C, individual
Mar 17, 2015 to Jul 19, 2024factForm ADV
← REICHLE, COLE, STEPHENOwnerMEMBER, MANAGER, ownership code C, individual
Mar 17, 2015 to Jul 19, 2024factForm ADV
← RYAN, RICHARD, KOwnerMEMBER, MANAGER, ownership code C, individual
Mar 17, 2015 to Jul 19, 2024factForm ADV

Moved with (1)

← VSR ADVISORY SERVICESRegistered adviser6 advisors, team lift out, same day
May 11, 2015 to May 19, 2015factForm ADV

Dated events

Occurred
Mar 17, 2015
First Form ADV filing
Midwest Financial Group Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ca144aa2-9ef7-2385-71f8-bd5d95ba20ac
First observed: Mar 17, 2015
Last observed: Aug 19, 2026 32 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

MIDWEST FINANCIAL GROUP LLC

CRD 175288

OVERLAND PARK, KS

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ca144aa2-9ef7-2385-71f8-bd5d95ba20ac

Data as of Aug 19, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:50 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

LEIGHA ANN SHEPARD

n/a

OVERLAND PARK, KS

STEVEN DENNIS REICHLE

n/a

OVERLAND PARK, KS | Topeka, KS

COLE STEPHEN REICHLE

n/a

OVERLAND PARK, KS

HEATHER RENEE SULLIVAN

Certified Financial Planner

OVERLAND PARK, KS

RICHARD K RYAN

Certified Financial Planner|Chartered Financial Consultant

Topeka, KS | OVERLAND PARK, KS

ALLEN H JOY

n/a

Topeka, KS | OVERLAND PARK, KS

JON DOERING GRAMS

n/a

OVERLAND PARK, KS

MITZI NICOLE SWAFFAR

Certified Financial Planner

OVERLAND PARK, KS

Amanda Leah Russell

n/a

Topeka, KS | OVERLAND PARK, KS

n/a

Nathan Fredrick Mikoleit

n/a

OVERLAND PARK, KS | Topeka, KS

Michael John Meenen

Certified Financial Planner

OVERLAND PARK, KS | Topeka, KS

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

REICHLE, COLE, STEPHEN

MEMBER, MANAGER

yes

02/2015

Mar 17, 2015

Jul 19, 2024

REICHLE, STEVEN, DENNIS

MEMBER, MANAGER

yes

02/2015

Mar 17, 2015

Jul 19, 2024

RYAN, RICHARD, K

MEMBER, MANAGER

yes

02/2015

Mar 17, 2015

Jul 19, 2024

SHEPARD, LEIGHA, ANN

MEMBER, MANAGER, CHIEF COMPLIANCE OFFICER

yes

02/2015

Mar 17, 2015

Jul 19, 2024

City

State

Country

Employees

Also broker-dealer

Topeka

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Feb 28, 2026

$566M

$559M

n/a

2024

Feb 7, 2025

$478M

$471M

n/a

2023

Mar 13, 2024

$434M

$425M

n/a

2022

Feb 16, 2023

$366M

$359M

n/a

2021

Mar 22, 2022

$362M

$356M

n/a

2020

Mar 29, 2021

$321M

$311M

n/a

2019

Mar 30, 2020

$232M

$226M

n/a

2018

Mar 15, 2019

$200M

n/a

2017

Mar 2, 2018

$187M

n/a

2016

Mar 2, 2017

$159M

$154M

n/a

2015

Mar 29, 2016

$140M

$132M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$566M

$478M

18.5%

$366M

15.6%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

VSR ADVISORY SERVICES

May 11, 2015

May 19, 2015

OVERLAND PARK, KS

Team lift out

Other

2.8%