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Advisor at MIDWEST FINANCIAL GROUP LLC
OVERLAND PARK, KS
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MIDWEST FINANCIAL GROUP LLC | Independent wealth | May 11, 2015 | n/a | yes | OVERLAND PARK, KS | Current employment |
| VSR ADVISORY SERVICES | Former SEC adviser | Dec 9, 2005 | May 11, 2015 | no | OVERLAND PARK, KS|OVERLAND PARK, KS|OVERLAND PARK, KS|OVERLAND PARK, KS | Previous registration |
| AMERIPRISE ADVISOR SERVICES, INC. | n/a | Jun 25, 2003 | Dec 15, 2005 | no | OVERLAND PARK, KS | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Dec 30, 1997 | Nov 6, 2002 | no | OVERLAND PARK, KS | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| VSR ADVISORY SERVICES | MIDWEST FINANCIAL GROUP LLC | May 11, 2015 | May 11, 2015 | 0 | Firm change | Other |
| AMERIPRISE ADVISOR SERVICES, INC. | VSR ADVISORY SERVICES | Dec 15, 2005 | Dec 9, 2005 | -6 | Firm change | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | AMERIPRISE ADVISOR SERVICES, INC. | Nov 6, 2002 | Jun 25, 2003 | 231 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 14503:175288:KS:2015-05-11 | May 11, 2015 | May 11, 2015 | OVERLAND PARK, KS | Firm change |