DFX Intelligence

Data Factory

RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultantdual registered (broker-dealer)40 years in industry

RONALD ALLEN PETERS

Advisor at CETERA INVESTMENT ADVISERS LLC

GROVE CITY, PA | Grove City, PA | SHIPPENVILLE, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ca22762c-54c6-64b8-4644-7a68db997eeb

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:51 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Apr 10, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CETERA INVESTMENT ADVISERS LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 1986earliest registration or exam on IAPD
Years in industry: 40derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 2
Registered states: 1
Designations: Certified Financial Planner|Chartered Financial Consultant
Exams: S63
First exam: Nov 19, 1986
First registration: Apr 10, 2002
Dual registered: yes, broker-dealer
IAPD individual key: 1471882

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
VICUS CAPITAL, INC.	Independent wealth	Oct 21, 2024	n/a	yes	Grove City, PA	Current employment
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Jun 29, 2023	n/a	yes	GROVE CITY, PA\|SHIPPENVILLE, PA	Current employment
STRATEGIC LIFESTYLE ADVISORS, INC.	n/a	Feb 17, 2015	Sep 27, 2024	no	GREENVILLE, PA	Previous registration
VANTAGE FINANCIAL GROUP, INC.	Independent wealth	Feb 12, 2015	Dec 31, 2016	no	NEW BETHLEHEM, PA\|CLEVELAND, OH	Previous registration
WALNUT STREET SECURITIES, INC.	Former SEC adviser	Jul 19, 2007	Sep 3, 2013	no	NEW BETHLEHEM, PA	Previous registration
WALNUT STREET ADVISERS INC	n/a	Apr 10, 2002	Nov 2, 2006	no	GREENVILLE, PA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
STRATEGIC LIFESTYLE ADVISORS, INC.	CETERA INVESTMENT ADVISERS LLC	Sep 27, 2024	Jun 29, 2023	-456	Firm change after gap	Other
VANTAGE FINANCIAL GROUP, INC.	STRATEGIC LIFESTYLE ADVISORS, INC.	Dec 31, 2016	Feb 17, 2015	-683	Firm change after gap	Other
WALNUT STREET SECURITIES, INC.	VANTAGE FINANCIAL GROUP, INC.	Sep 3, 2013	Feb 12, 2015	527	Firm change after gap	Other
WALNUT STREET ADVISERS INC	WALNUT STREET SECURITIES, INC.	Nov 2, 2006	Jul 19, 2007	259	Bulk transfer	Other

Relationships

Registered with (6)

→ VICUS CAPITAL, INC.Registered adviserregistration: current employment
Oct 21, 2024 to presentfactForm ADV
→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: current employment
Jun 29, 2023 to presentfactForm ADV
→ STRATEGIC LIFESTYLE ADVISORS, INC.Registered adviserregistration: previous registration
Feb 17, 2015 to Sep 27, 2024factForm ADV
→ VANTAGE FINANCIAL GROUP, INC.Registered adviserregistration: previous registration
Feb 12, 2015 to Dec 31, 2016factForm ADV
→ WALNUT STREET SECURITIES, INC.Registered adviserregistration: previous registration
Jul 19, 2007 to Sep 3, 2013factForm ADV
→ WALNUT STREET ADVISERS INCRegistered adviserregistration: previous registration
Apr 10, 2002 to Nov 2, 2006factForm ADV

Dated events

Occurred
Sep 27, 2024
Advisor changed firm
Ronald Allen Peters left Strategic Lifestyle Advisors, Inc. for Cetera Investment Advisers Llc (registered 2023-06-29)
Form ADVobserved 6 days ago