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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

KLK CAPITAL MANAGEMENT LLC

CRD 170571

LOS ANGELES, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ca2521d3-3466-2157-be82-5a0ad55dcf49

Data as of Mar 29, 2023 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:18 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 4
On other graphs: 1
Observed: Mar 11, 2014 to Mar 29, 2023
33 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Allocatorsidentity

KLK Capital Management LLC

Investment consultant · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $142MItem 5.F on the latest filing (2023-03-29); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $84.3M
Private client RAUM: $65.3MderivedItem 5.D individuals plus high net worth individuals
Private client share: 46%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 4
Advisory employees: 3
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 283
Individual clients: 146
High net worth clients: 62
Custody, client assets: $36.4M
SEC number: 801-80666
CRD: 170571
Filings on the tape: 33
First filed: Mar 11, 2014
Latest filed: Mar 29, 2023
Organised: Limited Liability Company, California

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
KIM, HYUNG, JIN	CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER	E	yes	11/2017	Sep 19, 2016	Mar 29, 2023

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
MLHK CAPITAL LLC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2022	Mar 29, 2023	$142M	$84.3M	4	3	0	n/a	n/a
2021	Mar 11, 2022	$159M	$106M	4	3	0	n/a	n/a
2020	Mar 15, 2021	$160M	$117M	4	4	0	n/a	n/a
2019	Mar 27, 2020	$164M	$110M	3	3	0	n/a	n/a
2018	Mar 29, 2019	$131M	$91.7M	2	2	0	n/a	n/a
2017	Mar 23, 2018	$147M	$97.7M	2	1	0	n/a	n/a
2016	Mar 26, 2017	$121M	$82.0M	3	3	n/a	n/a	n/a
2015	Mar 21, 2016	$111M	$77.5M	3	3	n/a	n/a	n/a
2014	Jan 29, 2015	$113M	$82.9M	4	4	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2022	$142M	$159M	-10.8%	$164M	-4.6%	4	4	0	0

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
DFPG INVESTMENTS, LLC	2	Dec 31, 2023	Aug 25, 2023	LOS ANGELES, CA	Team lift out	RIA to RIA	100.0%

Relationships

Controls (1)

← KIM, HYUNG, JINOwnerCHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER, ownership code E, individual
Sep 19, 2016 to presentfactForm ADV

Registered with (3)

← HYUNG JIN KIMAdvisorregistration: previous registration
Apr 25, 2014 to Dec 31, 2023factForm ADV
← LEON CHANG SOO KIMAdvisorregistration: previous registration
May 29, 2019 to Dec 31, 2023factForm ADV
← David K ShinAdvisorregistration: previous registration
Jun 23, 2014 to Jul 3, 2018factForm ADV

Moved with (1)

→ DFPG INVESTMENTS, LLCRegistered adviser2 advisors, team lift out, same day
Dec 31, 2023 to Aug 25, 2023factForm ADV

Dated events

Occurred
Dec 31, 2023
Team lift-out
2 advisors left Klk Capital Management LLC (Los Angeles, CA) for Dfpg Investments, LLC on the same day
Form ADVobserved 5 days ago
2 advisors
Occurred
Dec 31, 2023
Advisor changed firm
Leon Chang Soo Kim left Klk Capital Management Llc for Dfpg Investments, Llc (registered 2023-08-25)
Form ADVobserved 6 days ago
Occurred
Dec 31, 2023
Advisor changed firm
Hyung Jin Kim left Klk Capital Management Llc for Dfpg Investments, Llc (registered 2023-08-25)
Form ADVobserved 6 days ago
Occurred
Mar 11, 2014
First Form ADV filing
Klk Capital Advisors Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ca2521d3-3466-2157-be82-5a0ad55dcf49
First observed: Mar 11, 2014
Last observed: Mar 29, 2023 42 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

KLK CAPITAL MANAGEMENT LLC

CRD 170571

LOS ANGELES, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ca2521d3-3466-2157-be82-5a0ad55dcf49

Data as of Mar 29, 2023 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:18 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

KIM, HYUNG, JIN

CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER

yes

11/2017

Sep 19, 2016

Mar 29, 2023

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

MLHK CAPITAL LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2022

Mar 29, 2023

$142M

$84.3M

n/a

2021

Mar 11, 2022

$159M

$106M

n/a

2020

Mar 15, 2021

$160M

$117M

n/a

2019

Mar 27, 2020

$164M

$110M

n/a

2018

Mar 29, 2019

$131M

$91.7M

n/a

2017

Mar 23, 2018

$147M

$97.7M

n/a

2016

Mar 26, 2017

$121M

$82.0M

n/a

2015

Mar 21, 2016

$111M

$77.5M

n/a

2014

Jan 29, 2015

$113M

$82.9M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2022

$142M

$159M

-10.8%

$164M

-4.6%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

DFPG INVESTMENTS, LLC

Dec 31, 2023

Aug 25, 2023

LOS ANGELES, CA

Team lift out

RIA to RIA

100.0%