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Advisor at DIVERSIFY ADVISORY SERVICES, LLC
SOUTH JORDAN, UT | LOS ANGELES, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| DIVERSIFY ADVISORY SERVICES, LLC | Bd affiliated wealth | Sep 13, 2023 | n/a | yes | LOS ANGELES, CA|SOUTH JORDAN, UT | Current employment |
| DFPG INVESTMENTS, LLC | Former SEC adviser | Aug 25, 2023 | Jan 2, 2024 | no | LOS ANGELES, CA|SANDY, UT | Previous registration |
| KLK CAPITAL MANAGEMENT LLC | Former SEC adviser | May 29, 2019 | Dec 31, 2023 | no | LOS ANGELES, CA|LA CANADA FLINTRIDGE, CA | Previous registration |
| STONEMARK WEALTH MANAGEMENT | Independent wealth | Sep 13, 2017 | May 29, 2019 | no | PASADENA, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| DFPG INVESTMENTS, LLC | DIVERSIFY ADVISORY SERVICES, LLC | Jan 2, 2024 | Sep 13, 2023 | -111 | Firm change after gap | RIA to ibd |
| KLK CAPITAL MANAGEMENT LLC | DFPG INVESTMENTS, LLC | Dec 31, 2023 | Aug 25, 2023 | -128 | Firm change after gap | RIA to RIA |
| STONEMARK WEALTH MANAGEMENT | KLK CAPITAL MANAGEMENT LLC | May 29, 2019 | May 29, 2019 | 0 | Firm change | RIA to RIA |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 155576:326060:UT:2023-12-31 | Jan 2, 2024 | Sep 13, 2023 | SANDY, UT | Firm change after gap |
| 170571:155576:CA:2023-12-31 | Dec 31, 2023 | Aug 25, 2023 | LA CANADA FLINTRIDGE, CA | Firm change after gap |