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CRD 313413
KANSAS CITY, MO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| CPC, LLC | Other Private Fund | $454M | Oct 30, 2024 | 62 | Sep 7, 2021 | reported | 021-408822 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| C-ONE, LLC | Member | C | yes | 10/2022 | Dec 5, 2022 | Oct 30, 2024 |
| CPC, LLC | Member | E | yes | 10/2022 | Dec 5, 2022 | Oct 30, 2024 |
| CURRAN COMPANIES, LLC | Member | D | yes | 01/2002 | Dec 5, 2022 | Oct 30, 2024 |
| CURRAN, PATRICK, WILEY | MANAGER AND MEMBER, CHARIMAN OF THE BOARD | Na | yes | 03/2021 | Apr 13, 2021 | Oct 30, 2024 |
| CURRAN, PATRICK, WILEY | BOARD MEMBER | F | yes | 10/2022 | Apr 13, 2021 | Oct 30, 2024 |
| D. PATRICK CURRAN IRREVOCABLE TRUST OF 2012 | Member | D | yes | 01/2002 | Apr 13, 2021 | Oct 30, 2024 |
| DUNN, TIMOTHY, S. | BOARD MEMBER | F | yes | 10/2022 | Dec 5, 2022 | Oct 30, 2024 |
| FRANKENBERG, RICHARD, JAY | BOARD MEMBER | F | yes | 03/2023 | Mar 30, 2023 | Oct 30, 2024 |
| HEALY, PATRICK, FRANCIS | BOARD MEMBER | F | yes | 10/2022 | Apr 13, 2021 | Oct 30, 2024 |
| KONNESKY, JEFF, WILLIAM | BOARD MEMBER | F | yes | 03/2024 | Mar 20, 2024 | Oct 30, 2024 |
| MURPHY, TIMOTHY, R. | BOARD MEMBER | F | yes | 10/2022 | Dec 5, 2022 | Oct 30, 2024 |
| OTTOMANELLI, LISA, E | CHIEF LEGAL OFFICER AND SECRETARY | Na | yes | 10/2024 | Oct 30, 2024 | Oct 30, 2024 |
| POLAND, JARED, ELLIS | MANAGER, VICE PRESIDENT AND ASSISTANT SECRETARY | Na | yes | 03/2021 | Apr 13, 2021 | Oct 30, 2024 |
| POLAND, JARED, ELLIS | BOARD MEMBER | F | yes | 10/2022 | Apr 13, 2021 | Oct 30, 2024 |
| POLAND, JARED, ELLIS | Trustee | F | yes | 03/2021 | Apr 13, 2021 | Oct 30, 2024 |
| SMITH, JR., ROBERT, LOUIS | Trustee | F | yes | 03/2021 | Apr 13, 2021 | Oct 30, 2024 |
| SMITH, JR., ROBERT, LOUIS | BOARD MEMBER | F | yes | 10/2022 | Apr 13, 2021 | Oct 30, 2024 |
| SMITH, JR., ROBERT, LOUIS | MANAGER AND PRESIDENT | Na | yes | 03/2021 | Apr 13, 2021 | Oct 30, 2024 |
| SWARTZMAN, STEVEN, E | MANAGER AND VICE PRESIDENT | Na | yes | 03/2021 | Apr 13, 2021 | Oct 30, 2024 |
| SWARTZMAN, STEVEN, E | Trustee | F | yes | 03/2021 | Apr 13, 2021 | Oct 30, 2024 |
| SWARTZMAN, STEVEN, E | BOARD MEMBER | F | yes | 10/2022 | Apr 13, 2021 | Oct 30, 2024 |
| WARD, BRIAN, C. | BOARD MEMBER | F | yes | 10/2022 | Dec 5, 2022 | Oct 30, 2024 |
| WEBB, JULIE, R | CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER, AND TREASURER | Na | yes | 03/2021 | Apr 13, 2021 | Oct 30, 2024 |
| JARED E POLAND TRUST DATED 3/10/21 | Member | Na | no | 03/2021 | Apr 13, 2021 | Oct 30, 2024 |
| ROBERT L. SMITH, JR. REVOCABLE TRUST DATED JULY 23, 2018 | Member | Na | no | 03/2021 | Dec 5, 2022 | Oct 30, 2024 |
| STEVEN SWARTZMAN REVOCABLE TRUST DATED JULY 2, 2001 | Member | Na | no | 03/2021 | Sep 7, 2021 | Oct 30, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| C3 CAPITAL II, LLC | n/a | n/a | n/a | N | yes | n/a |
| C3 CAPITAL III, LLC | n/a | n/a | n/a | N | yes | n/a |
| C3 CAPITAL, LLC | n/a | n/a | n/a | N | yes | n/a |
| C3 PARTNERS II, LLC | n/a | n/a | n/a | N | yes | n/a |
| C3 PARTNERS III, LLC | n/a | n/a | n/a | N | yes | n/a |
| C3 PARTNERS, LLC | n/a | n/a | n/a | N | yes | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 30, 2026 | $428M | $428M | 16 | 16 | 0 | 1 | n/a |
| 2024 | Mar 25, 2025 | $511M | $511M | 20 | 20 | 0 | 1 | n/a |
| 2023 | Mar 20, 2024 | $454M | $454M | 22 | 22 | 0 | 1 | $454M |
| 2022 | Mar 30, 2023 | $430M | $430M | 19 | 19 | 0 | 1 | $300M |
| 2021 | Mar 30, 2022 | $229M | $229M | 15 | 14 | 0 | 1 | $229M |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $428M | $511M | -16.3% | $430M | -0.2% | 16 | 20 | 0 | 0 |