DFX Intelligence

RIA Intelligence

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SEC-registered adviser

C•• M••••••••• L••

Asset manager (funds and pooled vehicles)Kansas City, MissouriCRD 313413SEC 801-121215website IAPD

Latest filing May 1, 2026

First filing on the tape Apr 13, 2021 · 15 filings

SEC status approved since May 13, 2021

RAUM

$428M

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

0.0%

$0 individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

n/a

derived; firm RAUM over IAPD count

Employees

16 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

15 filings and snapshots on the tape

RAUM$428M as of May 1, 2026

Mar 30, 2022$229M then

HNW client RAUM: no history

State-registered IARs (5.B.3)0 as of May 1, 2026

Mar 30, 20220 then

Employees (5.A)16 as of May 1, 2026

Mar 30, 202215 then

Private funds1 as of May 1, 2026

Mar 30, 20221 then

RAUM -16% over the last fiscal year-0.2% a year over threeIARs 0 to 0

Practice profile

derived from the filing of May 1, 2026; every figure names its basis

RAUM per advisor: unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: $428MderivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: unknownderivedItem 5.A over advisors
Advisors per office: unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year: -16%derivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assets, performance-basedreportedItem 5.E
Advisory activities: portfolio management for pooled vehiclesreportedItem 5.G
Custody: $428M, 1 clientsreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
has custody of client cash or bank accounts (9.A.1.a)
has custody of client securities (9.A.1.b)

Where the RAUM sits

Form ADV Item 5.D, latest filing

Pooled investment vehicles$428M100%

Individual clients: n/areported
HNW clients: n/areported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 1reported
Financial planning clients: reported
Wrap fee programs: noreported
Custody of client assets: $428M for 1 clientsreported
Compensation: % of AUM, performancereported
Class basis: private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived

Advisors registered through the firm

0 on IAPD today, longest tenure first

No representative is registered through this CRD on IAPD.

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Private funds

1 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
C••• L••	Other Private Fund	$454M	62	Sep 7, 2021

Owners and control persons

Schedule A and B, latest filing

C•••••• P••••••• W•••• · Manager And Member, Chariman Of The Boardcontrol
since 03/2021 · owns less than 5%
O••••••••• L•••• E• · Chief Legal Officer And Secretarycontrol
since 10/2024 · owns less than 5%
P•••••• J••••• E•••• · Manager, Vice President And Assistant Secretarycontrol
since 03/2021 · owns less than 5%
S••••• J••• R•••••• L•••• · Manager And Presidentcontrol
since 03/2021 · owns less than 5%
S••••••••• S•••••• E• · Manager And Vice Presidentcontrol
since 03/2021 · owns less than 5%
W•••• J••••• R• · Chief Financial Officer, Chief Compliance Officer, And Treasurercontrol
since 03/2021 · owns less than 5%
C•••••• P••••••• W•••• · Board Membercontrol
since 10/2022 · owns F of C••• L••
D•••• T••••••• S• · Board Membercontrol
since 10/2022 · owns F of C••• L••
F••••••••• R••••••• J•• · Board Membercontrol
since 03/2023 · owns F of C••• L••
H••••• P••••••• F•••••• · Board Membercontrol
since 10/2022 · owns F of C••• L••
K•••••••• J•••• W•••••• · Board Membercontrol
since 03/2024 · owns F of C••• L••
M•••••• T••••••• R• · Board Membercontrol
since 10/2022 · owns F of C••• L••
P•••••• J••••• E•••• · Trusteecontrol
since 03/2021 · owns F of J•••• E• P••••• T•••• D•••• 3••••••
P•••••• J••••• E•••• · Board Membercontrol
since 10/2022 · owns F of C••• L••
S••••• J••• R•••••• L•••• · Board Membercontrol
since 10/2022 · owns F of C••• L••
S••••• J••• R•••••• L•••• · Trusteecontrol
since 03/2021 · owns F of R••••• L• S••••• J•• R•••••••• T•••• D•••• J••• 2•• 2•••
S••••••••• S•••••• E• · Trusteecontrol
since 03/2021 · owns F of S••••• S•••••••• R•••••••• T•••• D•••• J••• 2• 2•••
S••••••••• S•••••• E• · Board Membercontrol
since 10/2022 · owns F of C••• L••
W•••• B••••• C• · Board Membercontrol
since 10/2022 · owns F of C••• L••

Entity owners

C••• L•• · Member
direct · owns 75% or more
C••••• L•• · Member
indirect · owns 25% to 50% of C••• L••
C••••• C••••••••• L•• · Member
indirect · owns 50% to 75% of C••••• L••
D• P•••••• C••••• I••••••••• T•••• O• 2••• · Member
indirect · owns 50% to 75% of C••••• L••
J•••• E• P••••• T•••• D•••• 3•••••• · Member
direct · owns less than 5%
R••••• L• S••••• J•• R•••••••• T•••• D•••• J••• 2•• 2••• · Member
direct · owns less than 5%
S••••• S•••••••• R•••••••• T•••• D•••• J••• 2• 2••• · Member
direct · owns less than 5%

Related persons

Schedule D 7.A

C• C•••••• I•• L••
investment advisern
C• C•••••• I••• L••
investment advisern
C• C••••••• L••
investment advisern
C• P••••••• I•• L••
pooled vehicle sponsorn
C• P••••••• I••• L••
pooled vehicle sponsorn
C• P•••••••• L••
pooled vehicle sponsorn

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

What changed

consecutive filings, newest first

Advisory employees · 20 to 16
May 19, 2025 to Mar 30, 2026
Assets in custody · $514M to $428M
May 19, 2025 to Mar 30, 2026
Employees · 20 to 16
May 19, 2025 to Mar 30, 2026
Discretionary RAUM · $514M to $428M
May 19, 2025 to Mar 30, 2026
Pooled vehicle RAUM · $514M to $428M
May 19, 2025 to Mar 30, 2026
RAUM · $514M to $428M
May 19, 2025 to Mar 30, 2026
Assets in custody · $511M to $514M
Mar 25, 2025 to May 19, 2025
Financial planning clients · unset to
Mar 25, 2025 to May 19, 2025
Discretionary RAUM · $511M to $514M
Mar 25, 2025 to May 19, 2025
Pooled vehicle RAUM · $511M to $514M
Mar 25, 2025 to May 19, 2025
RAUM · $511M to $514M
Mar 25, 2025 to May 19, 2025
Advisory employees · 22 to 20
Oct 30, 2024 to Mar 25, 2025
Assets in custody · $454M to $511M
Oct 30, 2024 to Mar 25, 2025
Employees · 22 to 20
Oct 30, 2024 to Mar 25, 2025
Discretionary RAUM · $454M to $511M
Oct 30, 2024 to Mar 25, 2025
Pooled vehicle RAUM · $454M to $511M
Oct 30, 2024 to Mar 25, 2025
RAUM · $454M to $511M
Oct 30, 2024 to Mar 25, 2025
Advisory employees · 19 to 22
May 3, 2023 to Mar 20, 2024
Assets in custody · $425M to $454M
May 3, 2023 to Mar 20, 2024
Employees · 19 to 22
May 3, 2023 to Mar 20, 2024
Discretionary RAUM · $425M to $454M
May 3, 2023 to Mar 20, 2024
Pooled vehicle RAUM · $425M to $454M
May 3, 2023 to Mar 20, 2024
RAUM · $425M to $454M
May 3, 2023 to Mar 20, 2024
Assets in custody · $300M to $425M
Mar 30, 2023 to May 3, 2023
Discretionary RAUM · $430M to $425M
Mar 30, 2023 to May 3, 2023
Pooled vehicle RAUM · $430M to $425M
Mar 30, 2023 to May 3, 2023
RAUM · $430M to $425M
Mar 30, 2023 to May 3, 2023
Advisory employees · 14 to 19
Dec 5, 2022 to Mar 30, 2023
Assets in custody · $229M to $300M
Dec 5, 2022 to Mar 30, 2023
Employees · 15 to 19
Dec 5, 2022 to Mar 30, 2023
Discretionary RAUM · $229M to $430M
Dec 5, 2022 to Mar 30, 2023
Pooled vehicle RAUM · $229M to $430M
Dec 5, 2022 to Mar 30, 2023
RAUM · $229M to $430M
Dec 5, 2022 to Mar 30, 2023
Advisory employees · 10 to 14
Sep 7, 2021 to Mar 30, 2022
Assets in custody · $5.7M to $229M
Sep 7, 2021 to Mar 30, 2022
Employees · 11 to 15
Sep 7, 2021 to Mar 30, 2022
Discretionary RAUM · $190M to $229M
Sep 7, 2021 to Mar 30, 2022
Pooled vehicle RAUM · $190M to $229M
Sep 7, 2021 to Mar 30, 2022
RAUM · $190M to $229M
Sep 7, 2021 to Mar 30, 2022
Accounts · unset to 1.0
Apr 13, 2021 to Sep 7, 2021

Signals

14 dated events

Patrick Desmond Curran (Manager And Vice President) no longer on Schedule A of C•• M••••••••• L•• (listed 2024-07-31, absent 2024-10-30)
Oct 30, 2024 · Control person left · inference
Merritt Harold Goss (Chief Legal Officer) no longer on Schedule A of C•• M••••••••• L•• (listed 2024-07-31, absent 2024-10-30)
Oct 30, 2024 · Control person left · inference
E Lisa Ottomanelli (Chief Legal Officer And Secretary) appeared on Schedule A of C•• M••••••••• L••
Oct 30, 2024 · Control person joined · fact
S. Bradley Berger (Board Member) no longer on Schedule A of C•• M••••••••• L•• (listed 2023-05-03, absent 2024-03-20)
Mar 20, 2024 · Control person left · inference
William Jeff Konnesky (Board Member) appeared on Schedule A of C•• M••••••••• L••
Mar 20, 2024 · Control person joined · fact
C•• M••••••••• L•• reported RAUM $430.2M, up 88% from $228.9M (2022-12-05 to 2023-03-30)
Mar 30, 2023 · RAUM change · derived
Jay Richard Frankenberg (Board Member) appeared on Schedule A of C•• M••••••••• L••
Mar 30, 2023 · Control person joined · fact
Clay Robert Grant (Board Member) no longer on Schedule A of C•• M••••••••• L•• (listed 2022-12-05, absent 2023-03-30)
Mar 30, 2023 · Control person left · inference
S. Bradley Berger (Board Member) appeared on Schedule A of C•• M••••••••• L••
Dec 5, 2022 · Control person joined · fact
C. Brian Ward (Board Member) appeared on Schedule A of C•• M••••••••• L••
Dec 5, 2022 · Control person joined · fact
S. Timothy Dunn (Board Member) appeared on Schedule A of C•• M••••••••• L••
Dec 5, 2022 · Control person joined · fact
R. Timothy Murphy (Board Member) appeared on Schedule A of C•• M••••••••• L••
Dec 5, 2022 · Control person joined · fact
Clay Robert Grant (Board Member) appeared on Schedule A of C•• M••••••••• L••
Dec 5, 2022 · Control person joined · fact
C•• M••••••••• L•• filed its initial SEC registration (Form ADV)
Apr 13, 2021 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

C•• M••••••••• L•• · Independent Sponsors
shared crd · capital_provider

How to reach

public business contact points only, each with its source

Firm profile: linkedin.com/company/cpc-llcreportedpublic record, Form ADV, Sep 21, 2026
Website: c••.llcreportedpublic record, Form ADV, Sep 21, 2026
Principal office phone: 816-756-2225reportedpublic record, Form ADV, May 1, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
RAUM per advisor: n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026