DFX Intelligence

E•••••• A•••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

E•••••• A•••••••• L••

CRD 165205

AUSTIN, TX

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Search this name across graphsid dfx:ria:ca3938f4-21a4-4c13-ca5e-cb483b840fd8

Data as of Apr 1, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:03 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 4
On other graphs: 0
Observed: Aug 9, 2012 to Apr 1, 2026
30 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.92 fund_share=0.0 institutional_share=0.05 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $1.1B••• Locked
Discretionary RAUM: $1.1B
Private client RAUM: $1.0Bderived••• Locked
Private client share: 92%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 3
RAUM per advisor: $367Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
J••••••• C•••• F••••	n/a	AUSTIN, TX	14	25	n/a	no
M•••••• D•••• G••••••	n/a	AUSTIN, TX \| ATLANTA, GA	12	32

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
F••••• J•••••••• C••••	MANAGING DIRECTOR	D	yes	08/2012	Apr 1, 2026	Apr 1, 2026
G••••••• M••••••• D••••	MANAGING DIRECTOR	C	yes	08/2016	Apr 1, 2026	Apr 1, 2026

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Atlanta	Ga	United States	1	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	1	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.1B	$983M	12.0%	$900M	6.9%	6	7	1	1

Relationships

Registered with (4)

← S••••• A••••• D•••••••••Advisorregistration: current employment
Apr 1, 2025 to presentfactForm ADV
← M•••••• D•••• G••••••Advisorregistration: current employment
May 20, 2014 to presentfactForm ADV
← J••••••• C•••• F••••Advisorregistration: current employment
Sep 18, 2012 to presentfactForm ADV
← M••• B•••• B•••••

Dated events

Occurred
Mar 26, 2020
Regulatory AUM changed
••• Locked
Form ADVobserved 7 days ago
$275M
Occurred
Mar 26, 2020
Control person joined
••• Locked
Form ADVobserved 7 days ago
Occurred
Mar 15, 2019
Regulatory AUM changed
••• Locked
Form ADVobserved 7 days ago
$267M
Occurred
Aug 9, 2012
First Form ADV filing

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ca3938f4-21a4-4c13-ca5e-cb483b840fd8
First observed: Aug 9, 2012
Last observed: Apr 1, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.