DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
E•••••• A•••••••• L••
Latest filing Apr 1, 2026
First filing on the tape Aug 9, 2012 · 30 filings
SEC status approved since Aug 29, 2012
RAUM
$1.1B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
92%
$1.0B individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$367M
derived; firm RAUM over IAPD count
Employees
6
3 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
30 filings and snapshots on the tape
RAUM$1.1B as of Apr 1, 2026
Jan 22, 2013$331M then
HNW client RAUM$1.0B as of Apr 1, 2026
Mar 29, 2018$217M then
State-registered IARs (5.B.3)3 as of Apr 1, 2026
Jan 22, 20131 then
Employees (5.A)6 as of Apr 1, 2026
Jan 22, 20131 then
Private funds: no history
RAUM +12% over the last fiscal year+6.9% a year over threeIARs 4 to 3
Practice profile
derived from the filing of Apr 1, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- UHNW private wealth · private-client share at least 50 percent, HNW at least 90 percent of private-client RAUM, and average HNW client assets at least $10M
- RAUM per advisor
- $367MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 22derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $17.6MderivedHNW RAUM over HNW clients
- Average account
- $2.7MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 5.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 1.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +12%derivedbetween the last two annual amendments
- Advisor growth, one year
- -25%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +10%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$1.0B91%
- Charitable organizations$57.0M5.2%
- Corporations and businesses$34.9M3.2%
- Individuals$6.4M0.6%
- Individual clients
- 9reported
- HNW clients
- 57reported
- Pension plan clients
- n/areported
- Charitable clients
- 4reported
- Accounts
- 412reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.92 fund_share=0.0 institutional_share=0.05 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J••••••• C•••• F•••• | Austin, Tx | Sep 18, 2012 | 25 y | 0 |
| M•••••• D•••• G•••••• | Austin, Tx | May 20, 2014 | 32 y | 0 |
| S••••• A••••• D••••••••• | Austin, Tx | Apr 1, 2025 | 14 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- M••• B•••• B••••• to A•••• C•••••• P•••••••• L••Apr 23, 2018 · RIA to RIA
Joined, latest
- S••••• A••••• D••••••••• from J••• M••••• S••••••••• L••Apr 1, 2025 · Wirehouse to independent RIA
- M••• B•••• B••••• from S•••••••••Dec 6, 2016 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- F••••• J•••••••• C•••• · Managing Directorcontrolsince 08/2012 · owns 50% to 75%
- G••••••• M••••••• D•••• · Managing Directorcontrolsince 08/2016 · owns 25% to 50%
- M•••••• J•••••••• L•••• · Chief Compliance Officer Officercontrolsince 03/2020 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Austin, Tx · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Atlanta, GA1 employees
What changed
consecutive filings, newest first
- Accounts · 382 to 412Oct 16, 2025 to Apr 1, 2026
- Corporate clients · 3 to 5Oct 16, 2025 to Apr 1, 2026
- HNW clients · 56 to 57Oct 16, 2025 to Apr 1, 2026
- Individual clients · 4 to 9Oct 16, 2025 to Apr 1, 2026
- Discretionary RAUM · $983M to $1.1BOct 16, 2025 to Apr 1, 2026
- HNW RAUM · $885M to $1.0BOct 16, 2025 to Apr 1, 2026
- Individual RAUM · $3.7M to $6.4MOct 16, 2025 to Apr 1, 2026
- RAUM · $983M to $1.1BOct 16, 2025 to Apr 1, 2026
- Advisory employees · 4 to 3Mar 14, 2025 to Oct 16, 2025
- Employees · 7 to 6Mar 14, 2025 to Oct 16, 2025
- Financial planning clients · 0 to 0Mar 14, 2025 to Oct 16, 2025
- State-registered IARs · 4 to 3Mar 14, 2025 to Oct 16, 2025
- Accounts · 362 to 382Mar 29, 2024 to Mar 14, 2025
- Advisory employees · 3 to 4Mar 29, 2024 to Mar 14, 2025
- Charity clients · 3 to 4Mar 29, 2024 to Mar 14, 2025
- Corporate clients · 2 to 3Mar 29, 2024 to Mar 14, 2025
- HNW clients · 52 to 56Mar 29, 2024 to Mar 14, 2025
- Employees · 6 to 7Mar 29, 2024 to Mar 14, 2025
- State-registered IARs · 3 to 4Mar 29, 2024 to Mar 14, 2025
- Discretionary RAUM · $934M to $983MMar 29, 2024 to Mar 14, 2025
- HNW RAUM · $854M to $885MMar 29, 2024 to Mar 14, 2025
- Individual RAUM · $3.5M to $3.7MMar 29, 2024 to Mar 14, 2025
- RAUM · $934M to $983MMar 29, 2024 to Mar 14, 2025
- Accounts · 354 to 362Mar 21, 2023 to Mar 29, 2024
- HNW clients · 55 to 52Mar 21, 2023 to Mar 29, 2024
- Individual clients · 5 to 4Mar 21, 2023 to Mar 29, 2024
- Discretionary RAUM · $900M to $934MMar 21, 2023 to Mar 29, 2024
- HNW RAUM · $825M to $854MMar 21, 2023 to Mar 29, 2024
- Individual RAUM · $3.4M to $3.5MMar 21, 2023 to Mar 29, 2024
- RAUM · $900M to $934MMar 21, 2023 to Mar 29, 2024
- Accounts · 67 to 354Feb 25, 2022 to Mar 21, 2023
- HNW clients · 56 to 55Feb 25, 2022 to Mar 21, 2023
- Individual clients · 6 to 5Feb 25, 2022 to Mar 21, 2023
- Employees · 5 to 6Feb 25, 2022 to Mar 21, 2023
- Discretionary RAUM · $1.1B to $900MFeb 25, 2022 to Mar 21, 2023
- HNW RAUM · $975M to $825MFeb 25, 2022 to Mar 21, 2023
- Individual RAUM · $4.2M to $3.4MFeb 25, 2022 to Mar 21, 2023
- RAUM · $1.1B to $900MFeb 25, 2022 to Mar 21, 2023
- Accounts · 62 to 67Feb 2, 2021 to Feb 25, 2022
- HNW clients · 52 to 56Feb 2, 2021 to Feb 25, 2022
Signals
4 dated events
- Lynne Jennifer Mccann (Chief Compliance Officer) appeared on Schedule A of E•••••• A•••••••• L••Mar 26, 2020 · Control person joined · fact
- E•••••• A•••••••• L•• reported RAUM $875.0M, up 46% from $600.0M (2019-08-14 to 2020-03-26)Mar 26, 2020 · RAUM change · derived
- E•••••• A•••••••• L•• reported RAUM $600.0M, up 80% from $333.0M (2018-03-29 to 2019-03-15)Mar 15, 2019 · RAUM change · derived
- W•••••••• C•••••• A•••••••• L•• filed its initial SEC registration (Form ADV)Aug 9, 2012 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 512-527-3105reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 770-580-3005reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- E••••••ADVISORS.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 512-527-3105reportedpublic record, Form ADV, Apr 1, 2026
- Contact form
- enclaveadvisors.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- enclaveadvisors.com/our-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $367Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026