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Advisor at HARTFORD FUNDS
Glen Allen, VA | WAYNE, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| HARTFORD FUNDS | Asset manager | Oct 14, 2025 | n/a | yes | Glen Allen, VA|WAYNE, PA | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Mar 24, 2005 | Feb 27, 2006 | no | GLEN ALLEN, VA | Previous registration |
| M HOLDINGS SECURITIES, INC. | Bd affiliated wealth | Jul 13, 2004 | Sep 2, 2004 | no | RICHMOND, VA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | HARTFORD FUNDS | Feb 27, 2006 | Oct 14, 2025 | 7,169 | Firm change after gap | Other |
| M HOLDINGS SECURITIES, INC. | WELLS FARGO ADVISORS | Sep 2, 2004 | Mar 24, 2005 | 203 | Firm change | Other |