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HARTFORD FUNDS MANAGEMENT COMPANY, LLC, CRD 147746
WAYNE, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| EDWARD JOSEPH CISOWSKI | n/a | NAPERVILLE, IL | WAYNE, PA | 11 | 22 | 2 | yes |
| MARK ANDREW STEVENS | n/a | Mason, OH | WAYNE, PA | 11 | 24 | 2 | yes |
| JOSEPH GARY MELCHER | n/a | WAYNE, PA | 11 | 26 | 2 | yes |
| ANTHONY R MONTEROSSO | n/a | WAYNE, PA | 11 | 22 | 1 | yes |
| BRIAN EDWARD KRAUS | Chartered Financial Analyst | WAYNE, PA | 11 | 25 | 4 | yes |
| JOEL ALAN COHEN | n/a | WAYNE, PA | 11 | 16 | 1 | yes |
| MICHAEL JAMES TOBIN | n/a | SAN DIEGO, CA | WAYNE, PA | 11 | 33 | 2 | yes |
| ADAM SCHREIBER | n/a | WAYNE, PA | 11 | 11 | n/a | yes |
| LORI ANN MURPHY | n/a | Westfield, NJ | WAYNE, PA | 10 | 20 | 1 | yes |
| CASEY EDWARD MILLER | n/a | WAYNE, PA | Lake Oswego, OR | 9 | 29 | 1 | yes |
| JOSHUA DAVID GRIBBEN | n/a | WAYNE, PA | 9 | 11 | 1 | yes |
| JANE DAHILL FLANIGAN | n/a | WAYNE, PA | Trumbull, CT | 9 | 28 | 4 | yes |
| CLINTON JAMES JONES | n/a | Verona, WI | WAYNE, PA | 8 | 20 | 2 | yes |
| JASON ROBERT SCHECHTER | Chartered Financial Analyst | WAYNE, PA | 8 | 18 | 3 | yes |
| JULIE LEE GENJAC | n/a | WAYNE, PA | Kirkland, WA | 8 | 22 | 2 | yes |
| JOSEPH PAUL MILLER | n/a | WAYNE, PA | 8 | 16 | 1 | yes |
| THOMAS J GRASSO | n/a | Royersford, PA | WAYNE, PA | 8 | 26 | 2 | yes |
| CURTIS JEFFREY HOPP | n/a | WAYNE, PA | 8 | 12 | 1 | yes |
| YOUNG JAE KIM | n/a | WAYNE, PA | Lake Mary, FL | 8 | 11 | 1 | yes |
| MEGAN MOONEY | Chartered Financial Analyst | WAYNE, PA | Philadelphia, PA | 7 | 22 | 3 | yes |
| JACK ROBERT KELLY | n/a | WAYNE, PA | 7 | 19 | 3 | yes |
| COLLEEN SWEENEY LYNCH | n/a | WAYNE, PA | 7 | 20 | 1 | yes |
| KATELYN ELIZABETH DERR | n/a | WAYNE, PA | 6 | 13 | 1 | yes |
| TIMOTHY RICHARD MURPHY | n/a | Highland Park, IL | WAYNE, PA | 6 | 23 | 1 | yes |
| DARREN ANTHONY BRICH | n/a | WAYNE, PA | Lake Geneva, WI | 5 | 28 | 2 | yes |
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| THE HARTFORD CAYMAN REAL ASSET FUND, LTD. | Other Private Fund | $14.1M | Mar 18, 2024 | 1 | Mar 30, 2012 | reported | n/a |
| THE HARTFORD CAYMAN GLOBAL ALL-ASSET FUND, LTD. | Other Private Fund | $10.2M | Mar 28, 2019 | 1 | Mar 30, 2012 | dropped | n/a |
| HARTFORD SCHRODERS CAYMAN COMMODITY STRATEGY FUND, LTD. | Other Private Fund | $1.4M | Mar 18, 2024 | 1 | Mar 29, 2022 | reported | n/a |
| HARTFORD SCHRODERS CAYMAN DIVERSIFIED GROWTH FUND, LTD. | Other Private Fund | $25,913 | Mar 18, 2024 | 1 | Mar 18, 2024 | reported | n/a |
| THE HARTFORD CAYMAN ALTERNATIVE STRATEGIES FUND, LTD. | Other Private Fund | $0 | Apr 11, 2014 | 1 | Mar 30, 2012 | dropped | n/a |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| DAVEY, JAMES, EDWARD | SENIOR MANAGING DIRECTOR, PRESIDENT AND CHAIRMAN OF THE BOARD | Na | yes | 12/2012 | Sep 27, 2012 | Mar 18, 2024 |
| FROST, GREGORY, A. | MANAGING DIRECTOR AND CHIEF FINANCIAL OFFICER | Na | yes | 12/2012 | Feb 19, 2013 | Mar 18, 2024 |
| GARGER, WALTER, FRANCIS | MANAGING DIRECTOR AND GENERAL COUNSEL | Na | yes | 05/2013 | Dec 10, 2013 | Mar 18, 2024 |
| HARTFORD FUNDS MANAGEMENT GROUP, INC. | SOLE MEMBER | E | yes | 11/2012 | Feb 19, 2013 | Mar 18, 2024 |
| HARTFORD HOLDINGS, INC. | Owner | E | yes | 05/2018 | Sep 27, 2012 | Mar 18, 2024 |
| MELCHER, JOSEPH, GARY | EXECUTIVE VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | Na | yes | 09/2012 | Sep 27, 2012 | Mar 18, 2024 |
| MEYER, VERNON, JOSEPH | MANAGING DIRECTOR, CHIEF INVESTMENT OFFICER | Na | yes | 12/2012 | Sep 27, 2012 | Mar 18, 2024 |
| THE HARTFORD FINANCIAL SERVICES GROUP, INC. | Owner | E | yes | 08/2002 | Sep 27, 2012 | Mar 18, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| HARTFORD INVESTMENT MANAGEMENT COMPANY | n/a | Institutional manager | $124B | N | yes | n/a |
| HARTFORD FUNDS DISTRIBUTORS, LLC | n/a | Former SEC adviser | $51B | N | yes | n/a |
| LATTICE STRATEGIES LLC | n/a | Asset manager | $2.2B | Y | yes | n/a |
| FIRST STATE INSURANCE COMPANY | n/a | n/a | n/a | N | yes | n/a |
| HARTFORD ACCIDENT AND INDEMNITY COMPANY | n/a | n/a | n/a | N | yes | n/a |
| HARTFORD CASUALTY GENERAL AGENCY, INC. | n/a | n/a | n/a | N | yes | n/a |
| HARTFORD CASUALTY INSURANCE COMPANY | n/a | n/a | n/a | N | yes | n/a |
| HARTFORD FIRE GENERAL AGENCY, INC. | n/a | n/a | n/a | N | yes | n/a |
| HARTFORD FIRE INSURANCE COMPANY | n/a | n/a | n/a | N | yes | n/a |
| HARTFORD INSURANCE COMPANY OF ILLINOIS | n/a | n/a | n/a | N | yes | n/a |
| HARTFORD INSURANCE COMPANY OF THE MIDWEST | n/a | n/a | n/a | N | yes | n/a |
| HARTFORD INSURANCE COMPANY OF THE SOUTHEAST | n/a | n/a | n/a | N | yes | n/a |
| HARTFORD INSURANCE, LTD. | n/a | n/a | n/a | N | yes | n/a |
| HARTFORD LIFE AND ACCIDENT INSURANCE COMPANY | n/a | n/a | n/a | N | yes | n/a |
| HARTFORD LIMITED | n/a | n/a | n/a | N | yes | n/a |
| HARTFORD LLOYD'S INSURANCE COMPANY | n/a | n/a | n/a | N | yes | n/a |
| HARTFORD OF TEXAS GENERAL AGENCY, INC. | n/a | n/a | n/a | N | yes | n/a |
| HARTFORD OF THE SOUTHEAST GENERAL AGENCY, INC. | n/a | n/a | n/a | N | yes | n/a |
| HARTFORD SPECIALTY INSURANCE SERVICES OF TEXAS, LLC | n/a | n/a | n/a | N | yes | n/a |
| HARTFORD UNDERWRITERS GENERAL AGENCY, INC. | n/a | n/a | n/a | N | yes | n/a |
| HARTFORD UNDERWRITERS INSURANCE COMPANY | n/a | n/a | n/a | N | yes | n/a |
| HARTFORD UNDERWRITING AGENCY LIMITED | n/a | n/a | n/a | N | yes | n/a |
| HERITAGE REINSURANCE COMPANY, LTD. | n/a | n/a | n/a | N | yes | n/a |
| MAXUM CASUALTY INSURANCE COMPANY | n/a | n/a | n/a | N | yes | n/a |
| MAXUM INDEMNITY COMPANY | n/a | n/a | n/a | N | yes | n/a |
| MAXUM SPECIALTY SERVICES CORPORATION | n/a | n/a | n/a | N | yes | n/a |
| NAVIGATORS INSURANCE COMPANY | n/a | n/a | n/a | N | yes | n/a |
| NAVIGATORS MANAGEMENT COMPANY, INC. | n/a | n/a | n/a | N | yes | n/a |
| NAVIGATORS SPECIALTY INSURANCE COMPANY | n/a | n/a | n/a | N | yes | n/a |
| NAVIGATORS UNDERWRITING LIMITED | n/a | n/a | n/a | N | yes | n/a |
| NEW ENGLAND INSURANCE COMPANY | n/a | n/a | n/a | N | yes | n/a |
| NEW ENGLAND REINSURANCE CORPORATION | n/a | n/a | n/a | N | yes | n/a |
| NEW OCEAN INSURANCE COMPANY, LTD. | n/a | n/a | n/a | N | yes | n/a |
| NUTMEG INSURANCE AGENCY, INC. | n/a | n/a | n/a | N | yes | n/a |
| NUTMEG INSURANCE COMPANY | n/a | n/a | n/a | N | yes | n/a |
| PACIFIC INSURANCE COMPANY, LTD. | n/a | n/a | n/a | N | yes | n/a |
| PROPERTY AND CASUALTY INSURANCE COMPANY OF HARTFORD | n/a | n/a | n/a | N | yes | n/a |
| SENTINEL INSURANCE COMPANY, LTD. | n/a | n/a | n/a | N | yes | n/a |
| TRUMBULL INSURANCE COMPANY | n/a | n/a | n/a | N | yes | n/a |
| TWIN CITY FIRE INSURANCE COMPANY | n/a | n/a | n/a | N | yes | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 19, 2026 | $152B | $150B | 368 | 34 | 0 | 2 | n/a |
| 2024 | Mar 24, 2025 | $138B | $136B | 387 | 34 | 0 | 3 | n/a |
| 2023 | Mar 18, 2024 | $129B | $127B | 384 | 36 | 0 | 3 | $15.5M |
| 2022 | Mar 23, 2023 | $122B | $121B | 372 | 33 | 0 | 2 | $32.6M |
| 2021 | Mar 29, 2022 | $156B | $154B | 366 | 32 | 0 | 2 | $23.4M |
| 2020 | Mar 26, 2021 | $137B | $135B | 371 | 33 | 0 | 1 | $29.6M |
| 2019 | Mar 27, 2020 | $124B | $122B | 370 | 30 | 0 | 1 | $39.6M |
| 2018 | Mar 28, 2019 | $103B | $102B | 354 | 29 | 1 | 2 | $65.3M |
| 2017 | Mar 27, 2018 | $115B | $114B | 338 | 25 | 1 | 2 | $84.6M |
| 2016 | Mar 30, 2017 | $97B | $96B | 347 | 24 | n/a | 2 | $62.8M |
| 2015 | Mar 30, 2016 | $92B | $91B | 355 | 21 | n/a | 2 | $52.1M |
| 2014 | Mar 31, 2015 | $94B | $93B | 411 | 20 | n/a | 2 | $86.5M |
| 2013 | Mar 31, 2014 | $99B | $99B | 402 | 20 | n/a | 3 | $86.5M |
| 2012 | Feb 19, 2013 | $91B | $91B | 19 | 1 | n/a | 3 | $86.5M |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 8 | 6 | 2 | 12.8% | 1 | 1 | 0 | 20 | 17 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $152B | $138B | 10.3% | $122B | 7.6% | 368 | 387 | 0 | 0 |