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Advisor at RAYMOND JAMES & ASSOCIATES, INC.
Cary, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Aug 16, 2019 | n/a | yes | Cary, NC | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | May 6, 2009 | Aug 20, 2019 | no | RALEIGH, NC|RALEIGH, NC | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Apr 29, 2005 | May 27, 2009 | no | RALEIGH, NC|RALEIGH, NC | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jan 10, 2002 | May 2, 2005 | no | CARY, NC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | RAYMOND JAMES & ASSOCIATES, INC. | Aug 20, 2019 | Aug 16, 2019 | -4 | Firm change | Wirehouse to ibd |
| CITIGROUP GLOBAL MARKETS INC. | WELLS FARGO ADVISORS | May 27, 2009 | May 6, 2009 | -21 | Firm change | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | CITIGROUP GLOBAL MARKETS INC. | May 2, 2005 | Apr 29, 2005 | -3 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 19616:705:NC:2019-08-20 | Aug 20, 2019 | Aug 16, 2019 | RALEIGH, NC | Firm change |