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F•••••••• C••••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

F•••••••• C••••••••

THE F•••••••• C••••••••, INC, CRD 106898

HUNT VALLEY, MD

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Search this name across graphsid dfx:ria:ca54fc96-6a8d-6397-069d-7cf2da870510

Data as of Aug 13, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:05 PM UTC and rebuilt at most every 15 minutes.

Relationships: 22
Dated events: 5
On other graphs: 0
Observed: Mar 13, 2012 to Aug 13, 2026
50 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $1.1BItem 5.F on the latest filing (2026-08-13); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.1B
Private client RAUM: $1.1BderivedItem 5.D individuals plus high net worth individuals
Private client share: 99%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 13
RAUM per advisor

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
A••••• V•••••• T•••••••••	Certified Financial Planner	HUNT VALLEY, MD \| GETTYSBURG, PA \| FERNANDINA BEACH, FL	35	42	n/a	no
C•••••• B• B•••••	Certified Financial Planner	HUNT VALLEY, MD \| GETTYSBURG, PA \| LANCASTER, PA	15

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B•••••• C••••••• B•	CHIEF FINANCIAL OFFICER	A	yes	05/2006	Aug 13, 2026	Aug 13, 2026
M•••••••• M••••••• P••••••	CHIEF EXECUTIVE OFFICER, PRESIDENT, AND CHIEF COMPLIANCE OFFICER	Na	yes	08/2020	Aug 13, 2026

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Gettysburg	Pa	United States	10	no
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 15 of 16

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.1B	$930M	17.8%	$590M	22.9%	25	23	13	13

Relationships

Registered with (17)

← P•••• J•••• G••••Advisorregistration: current employment
Jul 10, 2024 to presentfactForm ADV
← J•••••• A•••••••• C•••••••Advisorregistration: current employment
Jun 2, 2023 to presentfactForm ADV
← L•• A•••••• L••••••Advisorregistration: current employment
Jun 2, 2023 to presentfactForm ADV
← A••• C••••••••• S••••••

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Mar 26, 2024
Regulatory AUM changed
F•••••••• C•••••••• reported RAUM $782.3M, up 33% from $590.0M (2023-12-01 to 2024-03-26)
Form ADVobserved 6 days ago
$192M
Occurred
Mar 8, 2021
Regulatory AUM changed
F•••••••• C•••••••• reported RAUM $585.4M, up 28% from $457.9M (2020-10-14 to 2021-03-08)
Form ADVobserved 6 days ago
$127M
Occurred
Jun 19, 2020
Control person joined
John C••••••••• O'Shea (Chief Investment Officer) appeared on Schedule A of F•••••••• C••••••••
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ca54fc96-6a8d-6397-069d-7cf2da870510
First observed: Mar 13, 2012
Last observed: Aug 13, 2026 39 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

2025	Feb 3, 2026	$1.1B	$1.1B	25	13	13	n/a	n/a
2024	Mar 24, 2025	$930M	$930M	23	12	13	n/a	n/a
2023	Mar 26, 2024	$782M	$782M	23	12	2	n/a	n/a
2022	Mar 13, 2023	$590M	$583M	23	10	2	n/a	n/a
2021	Feb 16, 2022	$660M	$651M	23	9	2	n/a	n/a
2020	Mar 8, 2021	$585M	$577M	21	9	1	n/a	n/a
2019	Jun 19, 2020	$458M	$450M	21	11	1	n/a	n/a
2018	Mar 28, 2019	$415M	$408M	21	11	1	n/a	n/a
2017	Mar 13, 2018	$390M	$382M	19	11	1	n/a	n/a
2016	Feb 17, 2017	$297M	$297M	21	10	n/a	n/a	n/a
2015	Mar 28, 2016	$303M	$279M	21	8	n/a	n/a	n/a
2014	Feb 11, 2015	$340M	$321M	21	8	n/a	n/a	n/a
2013	Mar 31, 2014	$323M	$305M	14	8	n/a	n/a	n/a
2012	Apr 3, 2013	$281M	$268M	12	6	n/a	n/a	n/a
2011	May 2, 2012	$261M	$250M	n/a	n/a	n/a	n/a	n/a