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Advisor at J.P. MORGAN SECURITIES LLC
Edina, MN | Plymouth, MN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | Wirehouse | Jul 7, 2026 | n/a | yes | Plymouth, MN|Edina, MN | Current employment |
| CAPITAL MANAGEMENT ASSOCIATES INC | Independent wealth | May 19, 2025 | Jul 6, 2026 | no | MINNEAPOLIS, MN | Previous registration |
| MORGAN STANLEY | Wirehouse | Jun 24, 2019 | May 29, 2025 | no | St. Paul, MN|Bloomington, MN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CAPITAL MANAGEMENT ASSOCIATES INC | J.P. MORGAN SECURITIES LLC | Jul 6, 2026 | Jul 7, 2026 | 1 | Firm change | RIA to wirehouse |
| MORGAN STANLEY | CAPITAL MANAGEMENT ASSOCIATES INC | May 29, 2025 | May 19, 2025 | -10 | Firm change | Wirehouse to RIA |