RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••••• C•••••
- J••• M••••• S••••••••• L•• wirehouse currentsince Jul 7, 2026 · Plymouth, Mn
- C•••••• M••••••••• A••••••••• I•• independent RIAMay 19, 2025 to Jul 6, 2026 · Minneapolis, Mn
- M••••• S•••••• wirehouseJun 24, 2019 to May 29, 2025 · St. Paul, Mn
- C•••••• M••••••••• A••••••••• I•• to J••• M••••• S••••••••• L••left Jul 6, 2026, registered Jul 7, 2026 (1 days) · RIA to wirehouse
- M••••• S•••••• to C•••••• M••••••••• A••••••••• I••left May 29, 2025, registered May 19, 2025 (-10 days) · Wirehouse to independent RIA
- A••••• C••••• left C•••••• M••••••••• A••••••••• I•• for J••• M••••• S••••••••• L•• (registered 2026-07-07)Jul 6, 2026 · Advisor changed firm · fact
- A••••• C••••• left M••••• S•••••• for C•••••• M••••••••• A••••••••• I•• (registered 2025-05-19)May 29, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address