DFX Intelligence
Reading the graph
Reading the graph
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Advisor at C••••• 1•• A••••••• G••••
DUNEDIN, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| C••••• 1•• A••••••• G•••• | Independent wealth | Jan 29, 2025 | n/a | yes | DUNEDIN, FL | Current employment |
| C••••• 1•• A••••••• G•••• | Independent wealth | Jun 7, 2013 | Dec 31, 2016 | no | HATTIESBURG, MS | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| C••••• 1•• A••••••• G•••• | C••••• 1•• A••••••• G•••• | Jun 7, 2013 | Jun 7, 2013 | 0 | Channel change | Other |
| C••••••••• F•••••••• N•••••• | C••••• 1•• A••••••• G•••• | Jan 2, 2013 | Jan 2, 2013 |
| C••••• 1•• A••••••• G•••• | Former SEC adviser | Jan 2, 2013 | Jun 7, 2013 | no | HATTIESBURG, MS | Previous registration |
| C••••••••• F•••••••• N•••••• | National bd RIA | Apr 11, 2008 | Jan 2, 2013 | no | HATTIESBURG, MS|WALTHAM, MA|HATTIESBURG, MS | Previous registration |
| A••••••••• F•••••••• S•••••••• L•• | National bd RIA | Oct 24, 1989 | Apr 14, 2008 | no | HATTIESBURG, MS | Previous registration |
| 0 |
| Firm change |
| Other |
| A••••••••• F•••••••• S•••••••• L•• | C••••••••• F•••••••• N•••••• | Apr 14, 2008 | Apr 11, 2008 | -3 | Firm change | Ibd to ibd |