DFX Intelligence

P•••••• G•••• H•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner14 years in industry

P•••••• G•••• H•••

Advisor at D••••• W•••••• L••

AKRON, OH | PALM BEACH GARDENS, FL

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Search this name across graphsid dfx:ria:ca6246a3-5cd3-dbf7-456d-f82a850e7ad3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:32 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Dec 6, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: D••••• W•••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 5, 2011earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
D••••• W•••••• L••	Independent wealth	Jul 16, 2019	n/a	yes	PALM BEACH GARDENS, FL\|AKRON, OH	Current employment
D••••• W••••• M••••••••• L••	Former SEC adviser	Oct 1, 2020	Jul 8, 2021	no	PALM BEACH GARDENS, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
D••••• W••••• M••••••••• L••	n/a	Jul 8, 2021	n/a	n/a	Departure no registered destination	Departure
S••••••••• P••••••• L••	D••••• W•••••• L••	Nov 1, 2019	Jul 16, 2019	-108

Team moves

••• Locked

Team	Left	Joined	From	Kind
172934:297987:OH:2019-11-01	Nov 1, 2019	Jul 16, 2019	AKRON, OH	Firm change after gap
10299:172934:OH:2018-10-15	Oct 15, 2018	Nov 12, 2014	AKRON, OH	Firm change after gap

Relationships

Registered with (5)

→ D••••• W•••••• L••Registered adviserregistration: current employment
Jul 16, 2019 to presentfactForm ADV
→ D••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Oct 1, 2020 to Jul 8, 2021factForm ADV
→ S••••••••• P••••••• L••Registered adviserregistration: previous registration
Nov 12, 2014 to Nov 1, 2019factForm ADV
→ C••••• A••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ca6246a3-5cd3-dbf7-456d-f82a850e7ad3
First observed: Dec 6, 2011
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.