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RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM under $100M

DAKORE WEALTH MANAGEMENT, LLC

CRD 310618

PALM BEACH GARDENS, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a876f264-488f-e2e0-51fb-a9bed6e3d95f

Data as of Mar 19, 2024 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 3
On other graphs: 0
Observed: Oct 21, 2021 to Mar 19, 2024
11 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $76.6MItem 5.F on the latest filing (2024-03-19); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $76.6M
Private client RAUM: $74.6MderivedItem 5.D individuals plus high net worth individuals
Private client share: 97%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 2
Advisory employees: 1
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 110
Individual clients: 33
High net worth clients: 9
SEC number: 801-122730
CRD: 310618
Filings on the tape: 11
First filed: Oct 21, 2021
Latest filed: Mar 19, 2024
Organised: Limited Liability Company, Ohio
Website: dakorewealth.com

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
APPLE GROWTH PARTNERS, LLC	Owner	D	yes	08/2020	Oct 21, 2021	Mar 19, 2024
Berg, Kayla, Marie	CHIEF COMPLIANCE OFFICER	Na	yes	07/2021	Oct 21, 2021	Mar 19, 2024
CHEYENNE CAPITAL PARTNERS, LLC	Owner	C	yes	08/2020	Oct 21, 2021	Mar 19, 2024
DAKOTA CAPITAL, LLC	Owner	E	yes	08/2020	Oct 21, 2021	Mar 19, 2024
DAKOTA WEALTH MANAGEMENT, LLC	Owner	E	yes	08/2017	Oct 21, 2021	Mar 19, 2024
MULLEN, CHARLES, F.	CHIEF EXECUTIVE OFFICER	Na	yes	08/2020	Oct 21, 2021	Mar 19, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
DAKOTA WEALTH, LLC	n/a	Independent wealth	$6.9B	N	yes	n/a
APPLE GROWTH PARTNERS, LLC	n/a	n/a	n/a	N	yes	n/a
DAKOTA TAX SERVICES, LLC	n/a	n/a	n/a	N	yes	n/a
PERSIMMON GP II, LLC	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Akron	Oh	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2023	Mar 15, 2024	$76.6M	$76.6M	2	1	1	n/a	n/a
2022	Mar 20, 2023	$36.4M	$36.4M	3	1	1	n/a	n/a
2021	Mar 10, 2022	$27.3M	$27.3M	1	1	1	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2023	$76.6M	$36.4M	110.7%	n/a	n/a	2	3	1	1

Relationships

Affiliated with (2)

← DAKOTA WEALTH, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ DAKOTA WEALTH, LLCRegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV

Controls (6)

← Berg, Kayla, MarieOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Oct 21, 2021 to presentfactForm ADV
← MULLEN, CHARLES, F.OwnerCHIEF EXECUTIVE OFFICER, ownership code NA, individual
Oct 21, 2021 to presentfactForm ADV
← APPLE GROWTH PARTNERS, LLCOwnerOWNER, ownership code D, domestic entity
Oct 21, 2021 to presentfactForm ADV
← CHEYENNE CAPITAL PARTNERS, LLCOwnerOWNER, ownership code C, domestic entity
Oct 21, 2021 to presentfactForm ADV
← DAKOTA CAPITAL, LLCOwnerOWNER, ownership code E, domestic entity
Oct 21, 2021 to presentfactForm ADV
← DAKOTA WEALTH MANAGEMENT, LLCOwnerOWNER, ownership code E, domestic entity
Oct 21, 2021 to presentfactForm ADV

Registered with (3)

← PETER NICKEL AUGUSTINAdvisorregistration: previous registration
Oct 1, 2020 to Feb 26, 2025factForm ADV
← CARINA SHIPOTOFSKY DIAMONDAdvisorregistration: previous registration
Oct 1, 2020 to Jul 8, 2021factForm ADV
← PATRICK GAVIN HAHNAdvisorregistration: previous registration
Oct 1, 2020 to Jul 8, 2021factForm ADV

Dated events

Occurred
Mar 6, 2025
Left the SEC roster
Dakore Wealth Management, Llc no longer on the SEC adviser roster (last listed 2025-02-03, RAUM $76.6M)
Form ADVobserved 5 days ago
$76.6M
Occurred
Feb 26, 2025
Advisor departed, no destination yet
Peter Nickel Augustin no longer registered at Dakore Wealth Management, Llc; no later IA registration on IAPD
Form ADVobserved 5 days ago
Occurred
Oct 21, 2021
First Form ADV filing
Dakore Wealth Management, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a876f264-488f-e2e0-51fb-a9bed6e3d95f
First observed: Oct 21, 2021
Last observed: Mar 19, 2024 30 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

DAKORE WEALTH MANAGEMENT, LLC

CRD 310618

PALM BEACH GARDENS, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a876f264-488f-e2e0-51fb-a9bed6e3d95f

Data as of Mar 19, 2024 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:58 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

APPLE GROWTH PARTNERS, LLC

Owner

yes

08/2020

Oct 21, 2021

Mar 19, 2024

Berg, Kayla, Marie

CHIEF COMPLIANCE OFFICER

yes

07/2021

Oct 21, 2021

Mar 19, 2024

CHEYENNE CAPITAL PARTNERS, LLC

Owner

yes

08/2020

Oct 21, 2021

Mar 19, 2024

DAKOTA CAPITAL, LLC

Owner

yes

08/2020

Oct 21, 2021

Mar 19, 2024

DAKOTA WEALTH MANAGEMENT, LLC

Owner

yes

08/2017

Oct 21, 2021

Mar 19, 2024

MULLEN, CHARLES, F.

CHIEF EXECUTIVE OFFICER

yes

08/2020

Oct 21, 2021

Mar 19, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

DAKOTA WEALTH, LLC

n/a

Independent wealth

$6.9B

yes

n/a

APPLE GROWTH PARTNERS, LLC

n/a

yes

n/a

DAKOTA TAX SERVICES, LLC

n/a

yes

n/a

PERSIMMON GP II, LLC

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Akron

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2023

Mar 15, 2024

$76.6M

n/a

2022

Mar 20, 2023

$36.4M

n/a

2021

Mar 10, 2022

$27.3M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2023

$76.6M

$36.4M

110.7%

n/a