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Advisor at FIDUCIENT ADVISORS LLC
CHICAGO, IL | WINDSOR, CT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| FIDUCIENT ADVISORS LLC | Mixed wealth | Jan 11, 2021 | n/a | yes | WINDSOR, CT|CHICAGO, IL | Current employment |
| FIDUCIARY INVESTMENT ADVISORS, LLC | Former SEC adviser | Jun 12, 2006 | Dec 31, 2020 | no | WINDSOR, CT | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Jul 17, 2000 | May 15, 2006 | no | HARTFORD, CT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FIDUCIARY INVESTMENT ADVISORS, LLC | FIDUCIENT ADVISORS LLC | Dec 31, 2020 | Jan 11, 2021 | 11 | Bulk transfer | Other |
| UBS FINANCIAL SERVICES INC. | FIDUCIARY INVESTMENT ADVISORS, LLC | May 15, 2006 | Jun 12, 2006 | 28 | Firm change | Wirehouse to new firm |