DFX Intelligence
Reading the graph
Reading the graph
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Advisor at A••••• F•••••••• P•••••••• I•••
COLORADO SPRINGS, CO | Valdosta, GA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| A••••• F•••••••• P•••••••• I••• | Independent wealth | Oct 28, 2024 | n/a | yes | COLORADO SPRINGS, CO|Valdosta, GA | Current employment |
| I•••••••• I••••••••• I••• | Former SEC adviser | Jan 19, 2007 | Nov 15, 2024 | no | VALDOSTA, GA|COLORADO SPRINGS, CO |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| I•••••••• I••••••••• I••• | A••••• F•••••••• P•••••••• I••• | Nov 15, 2024 | Oct 28, 2024 | -18 | Firm change | RIA to RIA |
| F•••• C•••••• F•••••••• P•••••••• I••• | I•••••••• I••••••••• I••• | Dec 31, 2006 | Jan 19, 2007 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 111516:7995:CO:2024-11-14 | Nov 15, 2024 | Oct 28, 2024 | COLORADO SPRINGS, CO | Firm change |
| F•••• C•••••• F•••••••• P•••••••• I••• | Former SEC adviser | Sep 2, 2005 | Dec 31, 2006 | no | VALDOSTA, GA|VALDOSTA, GA | Previous registration |
| F•••• C•••••• B••• | n/a | Jan 4, 2005 | Sep 2, 2005 | no | FORT WORTH, TX | Previous registration |
| 19 |
| Firm change |
| Other |
| F•••• C•••••• B••• | F•••• C•••••• F•••••••• P•••••••• I••• | Sep 2, 2005 | Sep 2, 2005 | 0 | Firm change | Other |