DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at APEX CAPITAL MANAGEMENT, L.L.C.
BATON ROUGE, LA | LAFAYETTE, LA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| APEX CAPITAL MANAGEMENT, L.L.C. | Independent wealth | Nov 29, 2021 | n/a | yes | LAFAYETTE, LA|BATON ROUGE, LA | Current employment |
| CETERA ADVISORS LLC | Former SEC adviser | Dec 9, 2013 | Dec 31, 2021 | no | BATON ROUGE, LA|BATON ROUGE, LA | Previous registration |
| CONCOURSE FINANCIAL GROUP ADVISORS | Former SEC adviser | Sep 26, 2005 | Dec 17, 2013 | no | BATON ROUGE, LA|BATON ROUGE, LA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CETERA ADVISORS LLC | APEX CAPITAL MANAGEMENT, L.L.C. | Dec 31, 2021 | Nov 29, 2021 | -32 | Firm change after gap | Other |
| CONCOURSE FINANCIAL GROUP ADVISORS | CETERA ADVISORS LLC | Dec 17, 2013 | Dec 9, 2013 | -8 | Firm change | Other |