RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J• E•••• K•••••
- A••• C•••••• M••••••••• L••••• independent RIA currentsince Nov 29, 2021 · Lafayette, La
- C••••• A••••••• L•• formerDec 9, 2013 to Dec 31, 2021 · Baton Rouge, La
- C•••••••• F•••••••• G•••• A••••••• formerSep 26, 2005 to Dec 17, 2013 · Baton Rouge, La
- C••••• A••••••• L•• to A••• C•••••• M••••••••• L•••••left Dec 31, 2021, registered Nov 29, 2021 (-32 days) · Other
- C•••••••• F•••••••• G•••• A••••••• to C••••• A••••••• L••left Dec 17, 2013, registered Dec 9, 2013 (-8 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address