DFX Intelligence

Data Factory

RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM under $100M

AGF INVESTMENTS

AGF INVESTMENTS AMERICA INC. / PLACEMENTS AGF AMÉRIQUE INC., CRD 145669

TORONTO, ONTARIO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ca7bdbcd-b1ac-a1b9-ed92-907d87e43051

Data as of Feb 28, 2025 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:53 AM UTC and rebuilt at most every 15 minutes.

Relationships: 16
Dated events: 10
On other graphs: 0
Observed: Dec 8, 2011 to Feb 28, 2025
35 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $21.6MItem 5.F on the latest filing (2025-02-28); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $21.6M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 7
Advisory employees: 5
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 2
SEC number: 801-68681
CRD: 145669
Filings on the tape: 35
First filed: Dec 8, 2011
Latest filed: Feb 28, 2025
Organised: Corporation
Website: agf.com

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
AGF MANAGEMENT LIMITED	DIRECT OWNER	E	yes	06/2009	Dec 8, 2011	Feb 28, 2024
AGF INVESTMENTS AMERICA INC.	DIRECT OWNER	E	yes	06/2009	Feb 8, 2019	Feb 28, 2024
AGF MANAGEMENT LTD.	DIRECT OWNER	E	yes	06/2009	Feb 8, 2019	Feb 28, 2024
BCG HOLDING CORPORATION	Shareholder	D	yes	11/2008	Feb 8, 2019	Feb 28, 2024
GOLDRING CAPITAL CORPORATION	Shareholder	E	yes	06/1985	Dec 8, 2011	Feb 28, 2024
GOLDRING, BLAKE, CHARLES	CHAIRMAN & DIRECTOR (LEAD)	Na	yes	08/2009	Dec 8, 2011	Feb 28, 2024
GOLDRING, BLAKE, CHARLES	DIRECT OWNER	E	yes	04/2008	Dec 8, 2011	Feb 28, 2024
GOLDRING, JUDITH, GAIL	Director	Na	yes	11/2009	Dec 8, 2011	Feb 28, 2024
TSANG, KEN, SIN	CHIEF FINANCIAL OFFICER	Na	yes	06/2023	Feb 28, 2024	Feb 28, 2024
ADAMS, MARK, WILLIAM	CORPORATE SECRETARY	Na	no	09/2015	Sep 22, 2015	Feb 28, 2024
MCCREADIE, KEVIN, ANDREW	CHIEF INVESTMENT OFFICER	Na	no	02/2015	Jun 20, 2014	Feb 28, 2024
WAHL, HEATHER, ELIZABETH	CHIEF COMPLIANCE OFFICER	Na	no	01/2022	Jan 13, 2022	Feb 28, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
AGF INVESTMENTS LLC	n/a	Asset manager	$4.9B	N	yes	n/a
CYPRESS CAPITAL MANAGEMENT US LIMITED	n/a	Independent wealth	$106M	N	yes	n/a
AGF INTERNATIONAL ADVISORS COMPANY LIMITED	n/a	n/a	n/a	N	yes	n/a
AGF INVESTMENTS INC.	n/a	n/a	n/a	N	yes	n/a
AGFWAVE ASSET MANAGEMENT INC.	n/a	n/a	n/a	N	yes	n/a
CYPRESS CAPITAL MANAGEMENT LIMITED	n/a	n/a	n/a	N	yes	n/a
DOHERTY & ASSOCIATES LTD.	n/a	n/a	n/a	N	yes	n/a
HIGHSTREET ASSET MANAGEMENT INC.	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Boston	Ma	United States	0	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 14 of 15

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2024	Feb 28, 2025	$21.6M	$21.6M	7	5	1	n/a	n/a
2023	Feb 28, 2024	$570M	$570M	9	7	1	n/a	n/a
2022	Feb 28, 2023	$576M	$576M	11	9	0	n/a	n/a
2021	Feb 28, 2022	$954M	$954M	9	6	1	n/a	n/a
2020	Feb 24, 2021	$668M	$668M	25	10	1	n/a	n/a
2019	Feb 26, 2020	$525M	$525M	25	10	1	n/a	n/a
2018	Feb 8, 2019	$454M	$454M	25	10	1	n/a	n/a
2017	Feb 28, 2018	$482M	$482M	25	10	1	n/a	n/a
2016	Feb 13, 2017	$379M	$379M	25	10	n/a	n/a	n/a
2015	Feb 10, 2016	$357M	$357M	25	10	n/a	n/a	n/a
2014	Feb 26, 2015	$598M	$598M	25	10	n/a	n/a	n/a
2013	Feb 26, 2014	$1.3B	$1.3B	25	10	n/a	n/a	n/a
2012	Feb 25, 2013	$1.6B	$1.6B	25	10	n/a	n/a	n/a
2011	Dec 8, 2011	$1.5B	$1.5B	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2024	$21.6M	$570M	-96.2%	$954M	-71.7%	7	9	1	1

Relationships

Affiliated with (4)

← AGF INVESTMENTSRegistered adviserother investment adviser, common control
factForm ADV
← CYPRESS CAPITAL MANAGEMENT US LIMITEDRegistered adviserother investment adviser, common control
factForm ADV
→ CYPRESS CAPITAL MANAGEMENT US LIMITEDRegistered adviserother investment adviser, common control
factForm ADV
→ AGF INVESTMENTSRegistered adviserother investment adviser, common control
factForm ADV

Owns (3)

← MCCREADIE, KEVIN, ANDREWOwnerCHIEF INVESTMENT OFFICER, ownership code NA, individual
Jun 20, 2014 to Feb 28, 2024factForm ADV
← WAHL, HEATHER, ELIZABETHOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jan 13, 2022 to Feb 28, 2024factForm ADV
← ADAMS, MARK, WILLIAMOwnerCORPORATE SECRETARY, ownership code NA, individual
Sep 22, 2015 to Feb 28, 2024factForm ADV

Controls (8)

← TSANG, KEN, SINOwnerCHIEF FINANCIAL OFFICER, ownership code NA, individual
Feb 28, 2024 to Feb 28, 2024factForm ADV
← GOLDRING, BLAKE, CHARLESOwnerDIRECT OWNER, ownership code E, individual
Dec 8, 2011 to Feb 28, 2024factForm ADV
← GOLDRING, JUDITH, GAILOwnerDIRECTOR, ownership code NA, individual
Dec 8, 2011 to Feb 28, 2024factForm ADV
← AGF MANAGEMENT LIMITEDOwnerDIRECT OWNER, ownership code E, foreign entity
Dec 8, 2011 to Feb 28, 2024factForm ADV
← AGF INVESTMENTS AMERICA INC.OwnerDIRECT OWNER, ownership code E, foreign entity
Feb 8, 2019 to Feb 28, 2024factForm ADV
← AGF MANAGEMENT LTD.OwnerDIRECT OWNER, ownership code E, foreign entity
Feb 8, 2019 to Feb 28, 2024factForm ADV
← BCG HOLDING CORPORATIONOwnerSHAREHOLDER, ownership code D, foreign entity
Feb 8, 2019 to Feb 28, 2024factForm ADV
← GOLDRING CAPITAL CORPORATIONOwnerSHAREHOLDER, ownership code E, foreign entity
Dec 8, 2011 to Feb 28, 2024factForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Feb 28, 2025
Regulatory AUM changed
Agf Investments reported RAUM $21.6M, down 96% from $570.5M (2025-01-17 to 2025-02-28)
Form ADVobserved 5 days ago
$-549M
Occurred
Feb 28, 2024
Control person joined
Sin Ken Tsang (Chief Financial Officer) appeared on Schedule A of Agf Investments
Form ADVobserved 5 days ago
Occurred
Feb 28, 2024
Control person left
Jennifer Quinn (Chief Financial Officer) no longer on Schedule A of Agf Investments (listed 2023-06-02, absent 2024-02-28)
Form ADVobserved 5 days ago
Occurred
Feb 28, 2023
Regulatory AUM changed
Agf Investments reported RAUM $576.1M, down 40% from $954.3M (2022-11-04 to 2023-02-28)
Form ADVobserved 5 days ago
$-378M
Occurred
Feb 28, 2023
Control person left
Dmitro Adrian Basaraba (Director) no longer on Schedule A of Agf Investments (listed 2022-11-04, absent 2023-02-28)
Form ADVobserved 5 days ago
Occurred
Feb 28, 2023
Control person joined
Jennifer Quinn (Chief Financial Officer) appeared on Schedule A of Agf Investments
Form ADVobserved 5 days ago
Occurred
Feb 28, 2022
Regulatory AUM changed
Agf Investments reported RAUM $954.3M, up 43% from $668.4M (2022-01-14 to 2022-02-28)
Form ADVobserved 5 days ago
$286M
Occurred
Feb 24, 2021
Regulatory AUM changed
Agf Investments reported RAUM $668.4M, up 27% from $524.9M (2020-02-26 to 2021-02-24)
Form ADVobserved 5 days ago
$143M
Occurred
Feb 28, 2018
Regulatory AUM changed
Agf Investments reported RAUM $481.7M, up 27% from $378.8M (2017-09-28 to 2018-02-28)
Form ADVobserved 5 days ago
$103M

Show 1 bookkeeping events

Occurred
Dec 20, 2025
Agf Investments no longer on the SEC adviser roster (last listed 2025-09-02, RAUM $21.6M)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ca7bdbcd-b1ac-a1b9-ed92-907d87e43051
First observed: Dec 8, 2011
Last observed: Feb 28, 2025 18 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

AGF INVESTMENTS

AGF INVESTMENTS AMERICA INC. / PLACEMENTS AGF AMÉRIQUE INC., CRD 145669

TORONTO, ONTARIO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ca7bdbcd-b1ac-a1b9-ed92-907d87e43051

Data as of Feb 28, 2025 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:53 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

AGF MANAGEMENT LIMITED

DIRECT OWNER

yes

06/2009

Dec 8, 2011

Feb 28, 2024

AGF INVESTMENTS AMERICA INC.

DIRECT OWNER

yes

06/2009

Feb 8, 2019

Feb 28, 2024

AGF MANAGEMENT LTD.

DIRECT OWNER

yes

06/2009

Feb 8, 2019

Feb 28, 2024

BCG HOLDING CORPORATION

Shareholder

yes

11/2008

Feb 8, 2019

Feb 28, 2024

GOLDRING CAPITAL CORPORATION

Shareholder

yes

06/1985

Dec 8, 2011

Feb 28, 2024

GOLDRING, BLAKE, CHARLES

CHAIRMAN & DIRECTOR (LEAD)

yes

08/2009

Dec 8, 2011

Feb 28, 2024

GOLDRING, BLAKE, CHARLES

DIRECT OWNER

yes

04/2008

Dec 8, 2011

Feb 28, 2024

GOLDRING, JUDITH, GAIL

Director

yes

11/2009

Dec 8, 2011

Feb 28, 2024

TSANG, KEN, SIN

CHIEF FINANCIAL OFFICER

yes

06/2023

Feb 28, 2024

ADAMS, MARK, WILLIAM

CORPORATE SECRETARY

09/2015

Sep 22, 2015

Feb 28, 2024

MCCREADIE, KEVIN, ANDREW

CHIEF INVESTMENT OFFICER

02/2015

Jun 20, 2014

Feb 28, 2024

WAHL, HEATHER, ELIZABETH

CHIEF COMPLIANCE OFFICER

01/2022

Jan 13, 2022

Feb 28, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

AGF INVESTMENTS LLC

n/a

Asset manager

$4.9B

yes

n/a

CYPRESS CAPITAL MANAGEMENT US LIMITED

n/a

Independent wealth

$106M

yes

n/a

AGF INTERNATIONAL ADVISORS COMPANY LIMITED

n/a

yes

n/a

AGF INVESTMENTS INC.

n/a

yes

n/a

AGFWAVE ASSET MANAGEMENT INC.

n/a

yes

n/a

CYPRESS CAPITAL MANAGEMENT LIMITED

n/a

yes

n/a

DOHERTY & ASSOCIATES LTD.

n/a

yes

n/a

HIGHSTREET ASSET MANAGEMENT INC.

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Boston

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2024

Feb 28, 2025

$21.6M

n/a

2023

Feb 28, 2024

$570M

n/a

2022

Feb 28, 2023

$576M

n/a

2021

Feb 28, 2022

$954M

n/a

2020

Feb 24, 2021

$668M

n/a

2019

Feb 26, 2020

$525M

n/a

2018

Feb 8, 2019

$454M

n/a

2017

Feb 28, 2018

$482M

n/a

2016

Feb 13, 2017

$379M

n/a

2015

Feb 10, 2016

$357M

n/a

2014

Feb 26, 2015

$598M

n/a

2013

Feb 26, 2014

$1.3B

n/a

2012

Feb 25, 2013

$1.6B

n/a

2011

Dec 8, 2011

$1.5B

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2024

$21.6M

$570M

-96.2%

$954M

-71.7%