DFX Intelligence

Data Factory

RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

AGF INVESTMENTS

AGF INVESTMENTS LLC, CRD 153781

BOSTON, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4e703056-cf3a-91a6-9dc4-8a7951de2595

Data as of Jun 26, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:30 AM UTC and rebuilt at most every 15 minutes.

Relationships: 19
Dated events: 11
On other graphs: 1
Observed: Mar 30, 2012 to Jun 26, 2026
43 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Family Officesidentity

AGF Investments

Family office · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=7.0
Regulatory AUM: $4.9BItem 5.F on the latest filing (2026-06-26); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $2.8B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 3
RAUM per advisor: $1.6Bderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 33
Advisory employees: 23
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 15
SEC number: 801-71685
CIK: 1479598
CRD: 153781
Filings on the tape: 43
First filed: Mar 30, 2012
Latest filed: Jun 26, 2026
Organised: Limited Liability Company, DE

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
KEVIN T COLLINS	n/a	BOSTON, MA	14	20	2	yes
DAMION JEREMY HENDRICKSON	n/a	BOSTON, MA	5	30	2	yes
Jonathan Crocker	n/a	BOSTON, MA	5	11	1	yes

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
AGF MANAGEMENT LTD	DIRECT OWNER	E	yes	11/2015	Dec 21, 2015	Feb 28, 2024
AGF QUANTITATIVE ADVISORS, INC.	DIRECT OWNER	E	yes	11/2015	Dec 21, 2015	Feb 28, 2024
BCG HOLDING CORPORATION	Shareholder	D	yes	11/2008	Jul 12, 2018	Feb 28, 2024
GOLDRING CAPITAL CORPORATION	Shareholder	E	yes	06/1985	Jun 15, 2018	Feb 28, 2024
GOLDRING, BLAKE, CHARLES	DIRECT OWNER	E	yes	04/2008	Jul 12, 2018	Feb 28, 2024
GOLDRING, JUDITH, GAIL	DIRECTOR/CHAIR OF THE BOARD	Na	yes	11/2015	Jun 15, 2018	Feb 28, 2024
HENDRICKSON, DAMION, JEREMY	MANAGING DIRECTOR	Na	yes	03/2020	Mar 13, 2020	Feb 28, 2024
MCCREADIE, KEVIN, ANDREW	Director	Na	yes	11/2015	Jun 15, 2018	Feb 28, 2024
TSANG, KEN, SIN	CHIEF FINANCIAL OFFICER	Na	yes	06/2023	Feb 28, 2024	Feb 28, 2024
ADAMS, MARK, WILLIAM	CORPORATE SECRETARY	Na	no	06/2017	Jun 15, 2018	Feb 28, 2024
DEROCHE, WILLIAM, HENRY	CHIEF INVESTMENT OFFICER	Na	no	04/2010	Mar 30, 2012	Feb 28, 2024
WAHL, HEATHER, ELIZABETH	CHIEF COMPLIANCE OFFICER	Na	no	01/2022	Jan 13, 2022	Feb 28, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
CYPRESS CAPITAL MANAGEMENT US LIMITED	n/a	Independent wealth	$106M	N	yes	n/a
AGF INVESTMENTS AMERICA INC. / PLACEMENTS AGF AMERIQUE INC.	n/a	Former SEC adviser	$21.6M	N	yes	n/a
AGF INTERNATIONAL ADVISORS COMPANY LIMITED	n/a	n/a	n/a	N	yes	n/a
AGF INVESTMENTS INC.	n/a	n/a	n/a	N	yes	n/a
AGFWAVE ASSET MANAGEMENT INC.	n/a	n/a	n/a	N	yes	n/a
CYPRESS CAPITAL MANAGEMENT LIMITED	n/a	n/a	n/a	N	yes	n/a
DOHERTY & ASSOCIATES LTD.	n/a	n/a	n/a	N	yes	n/a
HIGHSTREET ASSET MANAGEMENT INC.	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 15 of 16

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Feb 26, 2026	$4.9B	$2.8B	33	23	1	n/a	n/a
2024	Feb 28, 2025	$2.8B	$2.3B	18	9	0	n/a	n/a
2023	Feb 28, 2024	$2.4B	$1.8B	14	8	0	n/a	n/a
2022	Feb 28, 2023	$2.0B	$2.0B	13	7	0	n/a	n/a
2021	Feb 28, 2022	$1.9B	$1.9B	13	7	0	n/a	n/a
2020	Feb 24, 2021	$1.0B	$1.0B	11	5	0	n/a	n/a
2019	Feb 27, 2020	$1.8B	$1.8B	8	5	0	n/a	n/a
2018	Feb 14, 2019	$1.4B	$1.4B	8	5	1	n/a	n/a
2017	Mar 29, 2018	$932M	$932M	8	5	1	n/a	n/a
2016	Mar 31, 2017	$811M	$811M	8	3	n/a	n/a	n/a
2015	Mar 11, 2016	$1.0B	$791M	5	3	n/a	n/a	n/a
2014	Mar 30, 2015	$24.0M	$24.0M	5	3	n/a	n/a	n/a
2013	Mar 25, 2014	$8.0M	$8.0M	5	3	n/a	n/a	n/a
2012	Mar 15, 2013	$25.0M	$25.0M	6	3	n/a	n/a	n/a
2011	Mar 30, 2012	$44.0M	$44.0M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$4.9B	$2.8B	78.0%	$2.0B	35.3%	33	18	1	0

Relationships

Affiliated with (4)

→ CYPRESS CAPITAL MANAGEMENT US LIMITEDRegistered adviserother investment adviser, common control
factForm ADV
→ AGF INVESTMENTSRegistered adviserother investment adviser, common control
factForm ADV
← CYPRESS CAPITAL MANAGEMENT US LIMITEDRegistered adviserother investment adviser, common control
factForm ADV
← AGF INVESTMENTSRegistered adviserother investment adviser, common control
factForm ADV

Registered with (3)

← Jonathan CrockerAdvisorregistration: current employment
Aug 3, 2021 to presentfactForm ADV
← DAMION JEREMY HENDRICKSONAdvisorregistration: current employment
May 13, 2021 to presentfactForm ADV
← KEVIN T COLLINSAdvisorregistration: current employment
Feb 15, 2012 to presentfactForm ADV

Owns (3)

← DEROCHE, WILLIAM, HENRYOwnerCHIEF INVESTMENT OFFICER, ownership code NA, individual
Mar 30, 2012 to Feb 28, 2024factForm ADV
← WAHL, HEATHER, ELIZABETHOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jan 13, 2022 to Feb 28, 2024factForm ADV
← ADAMS, MARK, WILLIAMOwnerCORPORATE SECRETARY, ownership code NA, individual
Jun 15, 2018 to Feb 28, 2024factForm ADV

Controls (9)

← HENDRICKSON, DAMION, JEREMYOwnerMANAGING DIRECTOR, ownership code NA, individual
Mar 13, 2020 to Feb 28, 2024factForm ADV
← MCCREADIE, KEVIN, ANDREWOwnerDIRECTOR, ownership code NA, individual
Jun 15, 2018 to Feb 28, 2024factForm ADV
← TSANG, KEN, SINOwnerCHIEF FINANCIAL OFFICER, ownership code NA, individual
Feb 28, 2024 to Feb 28, 2024factForm ADV
← GOLDRING, BLAKE, CHARLESOwnerDIRECT OWNER, ownership code E, individual
Jul 12, 2018 to Feb 28, 2024factForm ADV
← GOLDRING, JUDITH, GAILOwnerDIRECTOR/CHAIR OF THE BOARD, ownership code NA, individual
Jun 15, 2018 to Feb 28, 2024factForm ADV
← AGF MANAGEMENT LTDOwnerDIRECT OWNER, ownership code E, foreign entity
Dec 21, 2015 to Feb 28, 2024factForm ADV
← AGF QUANTITATIVE ADVISORS, INC.OwnerDIRECT OWNER, ownership code E, foreign entity
Dec 21, 2015 to Feb 28, 2024factForm ADV
← BCG HOLDING CORPORATIONOwnerSHAREHOLDER, ownership code D, foreign entity
Jul 12, 2018 to Feb 28, 2024factForm ADV
← GOLDRING CAPITAL CORPORATIONOwnerSHAREHOLDER, ownership code E, foreign entity
Jun 15, 2018 to Feb 28, 2024factForm ADV

Dated events

Occurred
Feb 26, 2026
Regulatory AUM changed
Agf Investments reported RAUM $4.9B, up 78% from $2.8B (2025-05-27 to 2026-02-26)
Form ADVobserved 5 days ago
$2.2B
Occurred
Feb 28, 2024
Control person left
Jennifer Quinn (Chief Financial Officer) no longer on Schedule A of Agf Investments (listed 2023-06-02, absent 2024-02-28)
Form ADVobserved 5 days ago
Occurred
Feb 28, 2024
Control person joined
Sin Ken Tsang (Chief Financial Officer) appeared on Schedule A of Agf Investments
Form ADVobserved 5 days ago
Occurred
Feb 28, 2023
Control person joined
Jennifer Quinn (Chief Financial Officer) appeared on Schedule A of Agf Investments
Form ADVobserved 5 days ago
Occurred
Feb 28, 2023
Control person left
Dmitro Adrian Basaraba (Director) no longer on Schedule A of Agf Investments (listed 2022-11-04, absent 2023-02-28)
Form ADVobserved 5 days ago
Occurred
Feb 28, 2022
Regulatory AUM changed
Agf Investments reported RAUM $1.9B, up 84% from $1.0B (2022-01-13 to 2022-02-28)
Form ADVobserved 5 days ago
$854M
Occurred
Feb 24, 2021
Regulatory AUM changed
Agf Investments reported RAUM $1.0B, down 44% from $1.8B (2020-03-13 to 2021-02-24)
Form ADVobserved 5 days ago
$-799M
Occurred
Mar 13, 2020
Control person joined
Jeremy Damion Hendrickson (Managing Director) appeared on Schedule A of Agf Investments
Form ADVobserved 5 days ago
Occurred
Mar 13, 2020
Control person left
Charles William Carey (Chief Executive Officer And Director) no longer on Schedule A of Agf Investments (listed 2020-02-27, absent 2020-03-13)
Form ADVobserved 5 days ago
Occurred
Feb 27, 2020
Regulatory AUM changed
Agf Investments reported RAUM $1.8B, up 34% from $1.4B (2019-06-05 to 2020-02-27)
Form ADVobserved 5 days ago
$459M
Occurred
Jun 15, 2018
Regulatory AUM changed
Agf Investments reported RAUM $1.3B, up 44% from $931.7M (2018-03-29 to 2018-06-15)
Form ADVobserved 5 days ago
$410M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4e703056-cf3a-91a6-9dc4-8a7951de2595
First observed: Mar 30, 2012
Last observed: Jun 26, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

AGF INVESTMENTS

AGF INVESTMENTS LLC, CRD 153781

BOSTON, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4e703056-cf3a-91a6-9dc4-8a7951de2595

Data as of Jun 26, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:30 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

KEVIN T COLLINS

n/a

BOSTON, MA

yes

DAMION JEREMY HENDRICKSON

n/a

BOSTON, MA

yes

Jonathan Crocker

n/a

BOSTON, MA

yes

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

AGF MANAGEMENT LTD

DIRECT OWNER

yes

11/2015

Dec 21, 2015

Feb 28, 2024

AGF QUANTITATIVE ADVISORS, INC.

DIRECT OWNER

yes

11/2015

Dec 21, 2015

Feb 28, 2024

BCG HOLDING CORPORATION

Shareholder

yes

11/2008

Jul 12, 2018

Feb 28, 2024

GOLDRING CAPITAL CORPORATION

Shareholder

yes

06/1985

Jun 15, 2018

Feb 28, 2024

GOLDRING, BLAKE, CHARLES

DIRECT OWNER

yes

04/2008

Jul 12, 2018

Feb 28, 2024

GOLDRING, JUDITH, GAIL

DIRECTOR/CHAIR OF THE BOARD

yes

11/2015

Jun 15, 2018

Feb 28, 2024

HENDRICKSON, DAMION, JEREMY

MANAGING DIRECTOR

yes

03/2020

Mar 13, 2020

Feb 28, 2024

MCCREADIE, KEVIN, ANDREW

Director

yes

11/2015

Jun 15, 2018

Feb 28, 2024

TSANG, KEN, SIN

CHIEF FINANCIAL OFFICER

yes

06/2023

Feb 28, 2024

ADAMS, MARK, WILLIAM

CORPORATE SECRETARY

06/2017

Jun 15, 2018

Feb 28, 2024

DEROCHE, WILLIAM, HENRY

CHIEF INVESTMENT OFFICER

04/2010

Mar 30, 2012

Feb 28, 2024

WAHL, HEATHER, ELIZABETH

CHIEF COMPLIANCE OFFICER

01/2022

Jan 13, 2022

Feb 28, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

CYPRESS CAPITAL MANAGEMENT US LIMITED

n/a

Independent wealth

$106M

yes

n/a

AGF INVESTMENTS AMERICA INC. / PLACEMENTS AGF AMERIQUE INC.

n/a

Former SEC adviser

$21.6M

yes

n/a

AGF INTERNATIONAL ADVISORS COMPANY LIMITED

n/a

yes

n/a

AGF INVESTMENTS INC.

n/a

yes

n/a

AGFWAVE ASSET MANAGEMENT INC.

n/a

yes

n/a

CYPRESS CAPITAL MANAGEMENT LIMITED

n/a

yes

n/a

DOHERTY & ASSOCIATES LTD.

n/a

yes

n/a

HIGHSTREET ASSET MANAGEMENT INC.

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Feb 26, 2026

$4.9B

$2.8B

n/a

2024

Feb 28, 2025

$2.8B

$2.3B

n/a

2023

Feb 28, 2024

$2.4B

$1.8B

n/a

2022

Feb 28, 2023

$2.0B

n/a

2021

Feb 28, 2022

$1.9B

n/a

2020

Feb 24, 2021

$1.0B

n/a

2019

Feb 27, 2020

$1.8B

n/a

2018

Feb 14, 2019

$1.4B

n/a

2017

Mar 29, 2018

$932M

n/a

2016

Mar 31, 2017

$811M

n/a

2015

Mar 11, 2016

$1.0B

$791M

n/a

2014

Mar 30, 2015

$24.0M

n/a

2013

Mar 25, 2014

$8.0M

n/a

2012

Mar 15, 2013

$25.0M

n/a

2011

Mar 30, 2012

$44.0M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$4.9B

$2.8B

78.0%

$2.0B

35.3%