DFX Intelligence
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Reading the graph
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Advisor at L•• F•••••••• L••
••• Locked
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| L•• F•••••••• L•• | Bd affiliated wealth | May 12, 2023 | n/a | yes | Rochester, MI|SAN DIEGO, CA|ROCHESTER, MI | Current employment |
| S•• | Bd affiliated wealth | May 12, 2017 | May 15, 2023 | no | Rochester, MI|ANN ARBOR, MI |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| S•• | L•• F•••••••• L•• | May 15, 2023 | May 12, 2023 | -3 | Bulk transfer | Ibd to ibd |
| A••••••••• F•••••••• S•••••••• L•• | S•• | May 17, 2017 | May 12, 2017 |
| A••••••••• F•••••••• S•••••••• L•• | National bd RIA | Oct 5, 2009 | May 17, 2017 | no | Bloomfield Hills, MI | Previous registration |
| A••••••••• A•••••• S•••••••• I••• | n/a | Jun 27, 2007 | Oct 5, 2009 | no | SHELBY TOWNSHIP, MI|SHELBY TOWNSHIP, MI | Previous registration |
| Firm change |
| Other |
| A••••••••• A•••••• S•••••••• I••• | A••••••••• F•••••••• S•••••••• L•• | Oct 5, 2009 | Oct 5, 2009 | 0 | Bulk transfer | Other |