DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)31 years in industry

JOSHUA ROBERT BARG

Advisor at A.G.P / ALLIANCE GLOBAL PARTNERS

New York, NY | Ridgewood, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ca8c1134-e7a0-1cca-af6f-679bd2132bf9

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:15 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Apr 3, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A.G.P / ALLIANCE GLOBAL PARTNERS
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 15, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 4
Exams: S65|S63
First exam: Sep 15, 1995
First registration: Apr 3, 2006
Dual registered: yes, broker-dealer
IAPD individual key: 2638740

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
A.G.P / ALLIANCE GLOBAL PARTNERS	Independent wealth	Jun 9, 2026	n/a	yes	Ridgewood, NJ\|Ridgewood, NJ\|New York, NY	Current employment
B. RILEY WEALTH ADVISORS, INC.	Bd affiliated wealth	Apr 8, 2009	Jun 29, 2026	no	NEW YORK, NY\|NEW YORK CITY, NY\|REXFORD, NY\|NEW YORK, NY\|SARATOGA SPRINGS, NY\|NEW YORK CITY, NY\|NEW YORK, NY\|RIDGEWOOD, NJ	Previous registration
AEGIS CAPITAL CORP.	Bd affiliated wealth	Aug 17, 2006	Apr 13, 2009	no	NEW YORK, NY	Previous registration
OPPENHEIMER & CO. INC.	Bd affiliated wealth	Apr 3, 2006	Aug 30, 2006	no	NEW YORK, NY\|NEW YORK, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
B. RILEY WEALTH ADVISORS, INC.	A.G.P / ALLIANCE GLOBAL PARTNERS	Jun 29, 2026	Jun 9, 2026	-20	Firm change	Ibd to RIA
AEGIS CAPITAL CORP.	B. RILEY WEALTH ADVISORS, INC.	Apr 13, 2009	Apr 8, 2009	-5	Firm change	Other
OPPENHEIMER & CO. INC.	AEGIS CAPITAL CORP.	Aug 30, 2006	Aug 17, 2006	-13	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
115927:8361:NJ:2026-06-29	Jun 29, 2026	Jun 9, 2026	RIDGEWOOD, NJ	Firm change

Relationships

Registered with (4)

→ A.G.P / ALLIANCE GLOBAL PARTNERSRegistered adviserregistration: current employment
Jun 9, 2026 to presentfactForm ADV
→ B. RILEY WEALTH ADVISORS, INC.Registered adviserregistration: previous registration
Apr 8, 2009 to Jun 29, 2026factForm ADV
→ AEGIS CAPITAL CORP.Registered adviserregistration: previous registration
Aug 17, 2006 to Apr 13, 2009factForm ADV
→ OPPENHEIMER & CO. INC.Registered adviserregistration: previous registration
Apr 3, 2006 to Aug 30, 2006factForm ADV

Dated events

Occurred
Jun 29, 2026
Advisor changed firm
Joshua Robert Barg left B. Riley Wealth Advisors, Inc. for A.G.P / Alliance Global Partners (registered 2026-06-09)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ca8c1134-e7a0-1cca-af6f-679bd2132bf9
First observed: Apr 3, 2006
Last observed: Sep 15, 2026 4 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

JOSHUA ROBERT BARG

Advisor at A.G.P / ALLIANCE GLOBAL PARTNERS

New York, NY | Ridgewood, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ca8c1134-e7a0-1cca-af6f-679bd2132bf9

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:15 PM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

A.G.P / ALLIANCE GLOBAL PARTNERS

Independent wealth

Jun 9, 2026

n/a

yes

Ridgewood, NJ|Ridgewood, NJ|New York, NY

Current employment

B. RILEY WEALTH ADVISORS, INC.

Bd affiliated wealth

Apr 8, 2009

Jun 29, 2026

Previous registration

AEGIS CAPITAL CORP.

Bd affiliated wealth

Aug 17, 2006

Apr 13, 2009

NEW YORK, NY

Previous registration

OPPENHEIMER & CO. INC.

Bd affiliated wealth

Apr 3, 2006

Aug 30, 2006

NEW YORK, NY|NEW YORK, NY

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

B. RILEY WEALTH ADVISORS, INC.

A.G.P / ALLIANCE GLOBAL PARTNERS

Jun 29, 2026

Jun 9, 2026

-20

Firm change

Ibd to RIA

AEGIS CAPITAL CORP.

B. RILEY WEALTH ADVISORS, INC.

Apr 13, 2009

Apr 8, 2009

-5

Firm change

Other

OPPENHEIMER & CO. INC.

AEGIS CAPITAL CORP.

Aug 30, 2006

Aug 17, 2006

-13

Firm change

Other

Team

Left

Joined

From

Kind

115927:8361:NJ:2026-06-29

Jun 29, 2026

Jun 9, 2026

RIDGEWOOD, NJ

Firm change