DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Joshua Robert Barg

A.G.P / Alliance Global Partnersindependent RIANew York, Ny dual registrantIAPD 2638740

Feed of 09/15/2026

At current firm

0 y

since Jun 9, 2026

In the industry

31 y

since Sep 15, 1995 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

A.G.P / Alliance Global Partners independent RIA current
since Jun 9, 2026 · Ridgewood, Nj
B. Riley Wealth Advisors, Inc. BD affiliated
Apr 8, 2009 to Jun 29, 2026 · New York, Ny
Aegis Capital Corp. BD affiliated
Aug 17, 2006 to Apr 13, 2009 · New York, Ny
Oppenheimer & Co. Inc. BD affiliated
Apr 3, 2006 to Aug 30, 2006 · New York, Ny

Moves

a registration end followed by a registration begin elsewhere

B. Riley Wealth Advisors, Inc. to A.G.P / Alliance Global Partners
left Jun 29, 2026, registered Jun 9, 2026 (-20 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
Aegis Capital Corp. to B. Riley Wealth Advisors, Inc.
left Apr 13, 2009, registered Apr 8, 2009 (-5 days) · Other
Oppenheimer & Co. Inc. to Aegis Capital Corp.
left Aug 30, 2006, registered Aug 17, 2006 (-13 days) · Other

Signals

Joshua Robert Barg left B. Riley Wealth Advisors, Inc. for A.G.P / Alliance Global Partners (registered 2026-06-09)
Jun 29, 2026 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 31derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address